Sean Kinney

Q: What is Sean Kinney email address?

Email Sean Kinney at skinney@cusonet.com. This email is the most updated Sean Kinney email found in 2026.

Q: How to contact Sean Kinney?

To contact Sean Kinney send an email to skinney@cusonet.com. If you want to call Sean Kinney try calling on +19184073288. (updated on October 30, 2024)

Regulatory Supervisory Principal at Osaic | Encinitas, California, United States

About Sean Kinney

Sean Kinney brings over 15 years of extensive experience in the financial services industry, specializing in exchange-traded derivatives and equities, risk management, and broker-dealer compliance. As a Regulatory Supervisory Principal at Osaic, Sean plays a pivotal role in ensuring that trading practices adhere to regulatory standards while fostering a culture of compliance within the organization. His current responsibilities encompass regional supervisory oversight for trading compliance, where he meticulously reviews trades, emails, and correspondence to identify and mitigate potential compliance risks.

Sean's expertise is further underscored by his proficiency in broker-dealer compliance, supported by his Series 24, Series 7, Series 4, and Series 27 licenses. His deep understanding of risk management principles allows him to effectively navigate the complexities of the financial markets, ensuring that Osaic's trading operations are not only compliant but also aligned with best practices in portfolio management. He is particularly adept at analyzing trading patterns and behaviors, which enables him to implement robust compliance frameworks that safeguard the firm against regulatory scrutiny.

At Osaic, Sean has been instrumental in key projects aimed at enhancing compliance protocols and developing training programs for traders and compliance staff. His commitment to continuous improvement and education within the firm reflects his belief that a well-informed team is essential for maintaining a competitive edge in the fast-paced world of equities and derivatives trading. Through his leadership and expertise, Sean Kinney exemplifies the critical role of regulatory supervision in fostering a compliant and efficient trading environment.

Sean Kinney Work