Sean Gorman
Head of Fiduciary & Cross Border Compliance at Rockefeller Capital Management | Albany, New York Metropolitan Area
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Head of Fiduciary & Cross Border Compliance at Rockefeller Capital Management in August 2024 to Present
Senior Vice President & Investment Advisoy Compliance at Rockefeller Capital Management in June 2023 to August 2024
Chief Compliance Officer - Goldman Sachs Ayco at Goldman Sachs in October 2020 to June 2023
Vice President at Goldman Sachs in November 2015 to October 2020
Vice President at Barclays Wealth Management in May 2013 to October 2015
Vice President at Credit Suisse in August 2012 to May 2013
Vice President at Credit Suisse in May 2009 to August 2012
Vice President at Lehman Brothers in January 2008 to April 2009
Associate at Lehman Brothers in July 2006 to January 2008
Assistant Vice President at Banc of America Securities Holdings Corp in March 2005 to July 2006
Securities Compliance Examiner at US Securities and Exchange Commission in March 2004 to March 2005
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Series 7
Series 9
Series 10
Fixed Income
Investment Advisory
Fund Of Funds
Leveraged Finance
Back Office
Private Wealth Management
Compliance
Series 24
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Discover more about Rockefeller Capital ManagementWhat is Sean Gorman email address?
Email Sean Gorman at [email protected]. This email is the most updated Sean Gorman email found in 2026.
How to contact Sean Gorman?
To contact Sean Gorman send an email to [email protected].
What company does Sean Gorman work for?
Sean Gorman works for Rockefeller Capital Management
What is Sean Gorman's role at Rockefeller Capital Management?
Sean Gorman is Head of Fiduciary & Cross Border Compliance
What is Sean Gorman's Phone Number?
Sean Gorman's phone (212) ***-*212
What industry does Sean Gorman work in?
Sean Gorman works in the Financial Services industry.
Sean Gorman Email Addresses
Sean Gorman Phone Numbers
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