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Robert Esq.

Associate General Counsel - Product

Associate General Counsel - Products

Jersey City, New Jersey

Section title

Robert Esq.'s Email Addresses & Phone Numbers

About Robert Esq.

Well-Rounded, Experienced. Highly Productive and Practical US and International Financial Services / Products Counsel. Deep experience in Broker-Dealer / Investment Management / Securities, Alternative Investment, Mutual Fund, Compliance, ‘33, ‘34 and ‘40 Acts, ERISA / Fiduciary, Registered Investment Advisor, Government / Regulatory, FINRA, Technology, Licensing and Commercial Contracts. Counsel to Multiple Business Constituency / Enteprise Wide Large...

Robert Esq.’s Personal Email Address, Business Email, and Phone Number

are curated by ContactOut on this page.

Robert Esq.'s Work Experience

TD Ameritrade

Associate General Counsel - Product

2009 to Present

Private Practice

Counsel and Chief Compliance Officer

April 2009 to December 2009

Merrill Lynch

Vice President - International

August 2006 to June 2009

Robert Esq.'s Education

Widener University School of Law

JD (Cum Laude/Law Review) Law

1994 to 1998

Temple University

B.A. History

1987 to 1988

Penn State University


1980 to 1983

About Robert Esq.'s Current Company

TD Ameritrade

Primary Counsel to Products - Alternative Investment, Mutual Fund, Self-Directed Brokerage Accounts (SDBA) / 401k Plans, Workplace Solutions, 529 and 408b-2 / ERISA matters. Member - Alternative Investment Steering Committee. Analyze, research and review onboarding alternative investments and mutual funds, 40 Act fund prospectuses, alternative PPMs, ADVs, mutual fund questionnaires, and due diligence materials for compliance with...

Frequently Asked Questions about Robert Esq.

What company does Robert Esq. work for?

Robert Esq. works for TD Ameritrade

What is Robert Esq.'s role at TD Ameritrade?

Robert Esq. is Associate General Counsel - Product

What is Robert Esq.'s personal email address?

Robert Esq.'s personal email address is r****[email protected]

What is Robert Esq.'s business email address?

Robert Esq.'s business email addresses are not available

What is Robert Esq.'s Phone Number?

Robert Esq.'s phone (201) ***-*198

What industry does Robert Esq. work in?

Robert Esq. works in the Financial Services industry.

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Robert Esq.'s Achievements

2011 Annual Award Winner - Better Begins With Me

Issued by - · September 2011

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