Phil Jerome

Q: What is Phil Jerome email address?

Email Phil Jerome at phil.jerome@comcast.net. This email is the most updated Phil Jerome email found in 2026.

Q: How to contact Phil Jerome?

To contact Phil Jerome send an email to phil.jerome@comcast.net. (updated on October 29, 2024)

Managing Director • Compliance at Charles Schwab | San Francisco, California, United States

About Phil Jerome

Phil Jerome serves as the Managing Director of Compliance at Charles Schwab, where he brings over 15 years of extensive experience in the financial services industry. In his current role, Phil leads a dedicated team of Compliance Directors and Senior Managers, focusing on delivering expert compliance advice and guidance across a diverse array of products, including mutual funds, options, and broker-dealer insurance products such as annuities. His proactive approach and deep industry knowledge enable him to effectively identify the root causes of compliance challenges, ensuring that the firm adheres to regulatory standards while supporting business initiatives.

Phil's expertise extends to risk mitigation and problem resolution, where he employs a risk-based approach to compliance that prioritizes the best interests of both the company and its clients. His involvement in the Municipal Securities Rulemaking Board’s (MSRB) Compliance Advisory Group underscores his commitment to staying at the forefront of regulatory developments and best practices in the industry. By establishing, implementing, and maintaining robust compliance standards and procedures, Phil ensures that Charles Schwab not only meets regulatory requirements but also fosters a culture of compliance throughout the organization.

In addition to overseeing regulatory audits and exams, Phil is adept at conducting risk assessments and monitoring compliance across various business units. His leadership skills and collaborative approach enable him to effectively engage with external regulators and third-party audit providers, ensuring that compliance remains a cornerstone of the firm’s operations. Through his strategic vision and commitment to excellence, Phil Jerome continues to enhance the compliance framework at Charles Schwab, positioning the firm for sustainable growth in an increasingly complex regulatory environment.

Phil Jerome Work