Phil Adams
Senior Director (SVP) - Head of Compliance Operations at Citizens | New York, New York, United States
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Phil Adams is a seasoned financial services professional with over 25 years of experience, currently serving as the Senior Director (SVP) and Head of Compliance Operations at Citizens. In this pivotal role, he reports directly to the Chief Compliance Officer (CCO) and is responsible for overseeing central corporate compliance activities and regulatory remediation programs. Phil’s extensive background in audit, risk management, and regulatory compliance uniquely positions him to navigate the complexities of today’s financial landscape.
At Citizens, Phil leads key initiatives aimed at enhancing the organization’s compliance monitoring and management systems. His expertise in financial risk and internal audit allows him to develop robust frameworks that ensure adherence to regulatory expectations while fostering a culture of accountability and transparency. Phil is particularly adept at engaging with stakeholders at all levels, facilitating effective communication and collaboration across departments to drive compliance objectives.
One of Phil’s notable projects includes the implementation of a comprehensive compliance management system that integrates advanced analytics to identify and mitigate potential risks proactively. This initiative not only strengthens Citizens’ regulatory posture but also enhances operational efficiency, demonstrating Phil’s commitment to continuous improvement and innovation in compliance operations. His hands-on experience with derivatives and credit risk further enriches his strategic approach, ensuring that Citizens remains resilient in an ever-evolving regulatory environment. With a proven track record of leadership and execution, Phil Adams continues to be a vital asset to Citizens, steering the organization towards sustainable compliance excellence.
Senior Director (SVP) - Head of Compliance Operations at Citizens in November 2023 to Present
Audit Director at CIT in December 2018 to December 2022
Director Volcker Rule & Reg YY - Group Audit at Deutsche Bank in January 2016 to November 2016
Compliance Director (SVP) - Corporate Compliance at RBS Citizens Financial Group in January 2014 to January 2016
Audit Director (SVP) - Group Internal Audit (GIA) at Royal Bank of Scotland Business in April 2011 to January 2014
Audit Partner (SVP) - Group Internal Audit (GIA) at Royal Bank of Scotland Business in March 2010 to March 2011
Head of Internal Audit & SOX (Director/SVP) (NYSE: MIC) at Macquarie Group in July 2008 to August 2009
Executive Director - Investment Bank Finance & Business Management (IBF&BM) at JPMorgan Chase & Co. in January 2006 to July 2008
Project Manager (VP) - Investment Bank Regulatory Reporting Improvement Project at JPMorgan Chase & Co. in April 2004 to December 2005
Audit Manager (VP) - Group Audit Department (GAD - USA) at JPMorgan Chase & Co. in January 2002 to March 2004
Audit Manager (VP) - Group Audit Department (GAD - EMEA/UK) at JPMorgan Chase & Co. in June 1998 to December 2001
Assistant Audit Manager at PricewaterhouseCoopers in January 1997 to January 1998
Staff Accountant/Auditor at Moore Kingston Smith in August 1993 to December 1996
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Regulatory Standards
Oral Communication
Compliance Monitoring
Compliance Management Systems
Communication
Presentations
Coaching
Operational Risk
Financial Risk
Internal Audit
Banking
Risk Management
Operational Risk Management
Enterprise Risk Management
Sarbanes-Oxley Act
Financial Services
Credit Risk
AML
Auditing
Investment Banking
Risk Assessment
Credit
Capital Markets
Market Risk
Regulatory Affairs
Regulatory Compliance
Volcker
Program Management
Finance
Management
Project Management
Business Process Improvement
Internal Controls
Derivatives
Fixed Income
Anti Money Laundering
Leadership
Analytical Skills
Problem Solving
Creative Problem Solving
Presentation Skills
Music Composition
Audit Management
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Discover more about CitizensWhat is Phil Adams email address?
Email Phil Adams at [email protected]. This email is the most updated Phil Adams email found in 2026.
How to contact Phil Adams?
To contact Phil Adams send an email to [email protected]. (updated on October 29, 2024)
What company does Phil Adams work for?
Phil Adams works for Citizens
What is Phil Adams's role at Citizens?
Phil Adams is Senior Director (SVP) - Head of Compliance Operations
What is Phil Adams's Phone Number?
Phil Adams's phone (212) ***-*143
What industry does Phil Adams work in?
Phil Adams works in the Financial Services industry.
Phil Adams Email Addresses
Phil Adams Phone Numbers
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