Peter Down

Q: What is Peter Down email address?

Email Peter Down at peter.down@finra.org. This email is the most updated Peter Down email found in 2026.

Q: How to contact Peter Down?

To contact Peter Down send an email to peter.down@finra.org. (updated on October 31, 2024)

Principal Examiner at FINRA | Boston, Massachusetts, United States

About Peter Down

Peter Down is a seasoned professional currently serving as a Principal Examiner at FINRA, where he plays a pivotal role in safeguarding the integrity of the U.S. financial markets. With a robust background as a CFA Charterholder and a Finance Associate at the University of Canterbury, Peter brings a wealth of expertise in financial analysis, risk management, and corporate finance to his current position. His primary responsibility involves investigating risk areas associated with broker-dealers, meticulously examining allegations of wrongdoing and non-compliant conduct. This critical work not only protects investors but also upholds the trust and stability of the financial system.

Peter’s role demands exceptional analytical and communication skills, as he must synthesize complex financial data and present findings clearly to various stakeholders. His ability to maintain consistently high productivity levels and deliver quality work under tight deadlines has earned him recognition within the organization. He is adept at advanced financial modeling and has a proven track record in negotiating and structuring financial deals, which enhances his effectiveness in evaluating compliance issues and risk factors.

In addition to his technical skills, Peter's leadership and coaching abilities are instrumental in guiding teams through intricate business financing decisions. His strategic financial planning expertise, coupled with a solid foundation in equity research and investments, positions him as a key contributor to FINRA’s mission. Fluent in conversational French, Peter also brings a global perspective to his work, further enriching his contributions to the financial industry. As he continues to navigate the complexities of regulatory oversight, Peter Down remains committed to fostering a transparent and compliant financial environment.

Peter Down Work