Patrick Dennis
Founder at Oyster Consulting, LLC | Glen Allen, Virginia, United States
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Patrick Dennis serves as the Founding Principal and General Counsel at Oyster Consulting, LLC, where he leverages over 35 years of extensive experience in regulatory, litigation, and compliance within the securities industry. His unique blend of expertise encompasses transactional securities and commodities law, corporate governance, and a deep understanding of the regulatory landscape shaped by his tenure at the U.S. Securities and Exchange Commission (SEC). During his eight years at the SEC, Patrick honed his skills in both the Division of Corporation Finance and the Division of Trading and Markets, gaining invaluable insights that inform his current role.
At Oyster Consulting, Patrick leads key projects focused on enhancing compliance frameworks for broker-dealers and investment advisors, ensuring they navigate the complexities of FINRA regulations and securities law with confidence. His proficiency in risk management, operations, and technology consulting enables him to provide tailored solutions that address the unique challenges faced by financial institutions today. Patrick’s expertise in mergers and acquisitions, along with his knowledge of financial markets and options trading, positions him as a trusted advisor for clients seeking to optimize their business strategies while maintaining regulatory compliance.
In addition to his legal acumen, Patrick is known for his commitment to fostering a culture of compliance within organizations, empowering them to proactively manage risks and uphold the highest standards of corporate governance. His passion for the industry is matched only by his dedication to mentoring the next generation of compliance professionals, ensuring that the principles of integrity and accountability remain at the forefront of the financial services sector.
Founder at Oyster Consulting, LLC in August 2008 to Present
Senior Vice President & Assistant General Counsel at Wachovia Securities, LLC/Wells Fargo Advisors in January 1998 to January 2008
General Counsel at Banc One Securities Corporation in December 1996 to December 1998
Senior Counsel at U.S. Securities and Exchange Commission in June 1991 to December 1996
Corporate and Securities Associate at Cadwalader, Wickersham & Taft LLP in January 1989 to June 1991
Senior Branch Attorney at US Securities and Exchange Commission in January 1986 to January 1989
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FINRA
Securities
Securities Regulation
Investment Advisory
AML
Series 7
Capital Markets
SEC
Mutual Funds
Risk Management
Hedge Funds
Corporate Governance
Private Equity
Asset Managment
Investments
Equities
Licensing
Series 63
Due Diligence
Fixed Income
Golf Resorts
Asset Management
Golf Courses
Mergers & Acquisitions
Series 24
Investment Management
Financial Services
Alternative Investments
Corporate Finance
Wealth Management
Arbitration
Financial Markets
Options
Derivatives
ETFs
Anti Money Laundering
Trading
Expert Witness
Margin
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Discover more about Oyster Consulting, LLCWhat is Patrick Dennis email address?
Email Patrick Dennis at [email protected] and [email protected]. This email is the most updated Patrick Dennis email found in 2026.
What is Patrick Dennis phone number?
Patrick Dennis phone number is +18045860989 and +13038082807.
How to contact Patrick Dennis?
To contact Patrick Dennis send an email to [email protected] or [email protected]. If you want to call Patrick Dennis try calling on +18045860989 and +13038082807.
What is Patrick Dennis net worth?
Patrick Dennis has an estimated net worth of $750,000 to $999,999
What company does Patrick Dennis work for?
Patrick Dennis works for Oyster Consulting, LLC
What is Patrick Dennis's role at Oyster Consulting, LLC?
Patrick Dennis is Founder
What industry does Patrick Dennis work in?
Patrick Dennis works in the Financial Services industry.
Patrick Dennis Email Addresses
Patrick Dennis Phone Numbers
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