Nick Umfleet

Q: What is Nick Umfleet email address?

Email Nick Umfleet at numfleet@oppfi.com. This email is the most updated Nick Umfleet email found in 2026.

Q: How to contact Nick Umfleet?

To contact Nick Umfleet send an email to numfleet@oppfi.com. (updated on October 30, 2024)

Director - ERM, Regulatory Compliance, & Risk Management at OppFi | Greater Chicago Area

About Nick Umfleet

Nick Umfleet serves as the Director of Enterprise Risk Management (ERM), Regulatory Compliance, and Risk Management at OppFi, where he leverages his extensive expertise in compliance laws and regulations within the financial services sector. With a results-focused approach, Nick is instrumental in developing and managing OppFi’s Monitoring and Testing program, ensuring that all processes are rigorously reviewed and aligned with regulatory standards. His role involves not only overseeing compliance monitoring and testing but also enhancing the firm-wide Risk Assessment process, which is critical for identifying and mitigating potential risks associated with new products and services.

Under Nick's leadership, the Monitoring and Testing program has evolved to include comprehensive analysis, effective communication strategies, and meticulous tracking and reporting mechanisms. This ensures that OppFi maintains a robust compliance posture while delivering an exceptional customer experience. His proficiency in compliance management, coupled with a deep understanding of regulations from bodies such as FINRA and the SEC, allows him to navigate the complexities of institutional investments and consumer lending effectively.

Nick’s commitment to continuous improvement is evident in his proactive approach to testing new products and processes. By focusing on compliance, customer experience, and operational efficiency, he drives initiatives that not only meet regulatory requirements but also enhance the overall effectiveness of OppFi’s risk management framework. His adeptness with tools like Microsoft Office and SQL further supports his analytical capabilities, enabling him to derive insights that inform strategic decision-making. As a seasoned professional in the financial services industry, Nick Umfleet exemplifies leadership in compliance and risk management, ensuring that OppFi remains at the forefront of regulatory adherence and operational excellence.

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