Nick Kopoulos
Director of Internal Audit at Mesirow Financial | Downers Grove, Illinois, United States
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Nick Kopoulos serves as the Director of Internal Audit at Mesirow Financial, where he leverages his extensive experience in financial services to enhance the organization’s operational integrity and compliance posture. With a strong foundation in operational auditing and regulatory compliance, Nick is adept at navigating the complexities of capital markets operations. His role involves the creation of a comprehensive, risk-based internal audit plan that aligns with the organization’s strategic objectives, ensuring that all internal controls are robust and effective.
One of Nick's key accomplishments includes the development of detailed audit testing procedures designed to assess the adequacy of internal controls across various departments. This initiative not only strengthens the organization’s risk management framework but also fosters a culture of accountability and transparency. His expertise in enterprise risk management and operational risk management enables him to identify potential vulnerabilities and recommend actionable corrective measures to management, thereby mitigating financial and operational risks.
In addition to his auditing responsibilities, Nick plays a crucial role in managing a talented team of auditors, ensuring that they are equipped with the necessary skills and knowledge to execute their duties effectively. He regularly reports to the Audit Committee, providing insights into audit progress and highlighting areas that require attention. His proficiency in Sarbanes-Oxley compliance, anti-money laundering (AML) regulations, and fraud detection further enhances Mesirow Financial’s commitment to maintaining the highest standards of governance and ethical conduct. Through his strategic vision and operational excellence, Nick Kopoulos continues to drive improvements in internal audit processes, ultimately contributing to the overall success and sustainability of Mesirow Financial.
Director of Internal Audit at Mesirow Financial in April 2011 to Present
Vice President, Internal Audit Manager at Mesirow Financial in December 2007 to April 2011
Vice President, Audit Manager at ABN AMRO in October 2005 to December 2007
Audit Consultant at Jefferson Wells in October 1998 to October 2005
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Internal Audit
Internal Controls
Enterprise Risk Management
Risk Management
Auditing
Financial Risk
Business Continuity
Management
IT Audit
Operational Risk Management
Sarbanes-Oxley Act
Fraud
Risk Assessment
AML
Finance
Financial Analysis
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Discover more about Mesirow FinancialWhat is Nick Kopoulos email address?
Email Nick Kopoulos at [email protected]. This email is the most updated Nick Kopoulos email found in 2026.
How to contact Nick Kopoulos?
To contact Nick Kopoulos send an email to [email protected]. (updated on October 29, 2024)
What company does Nick Kopoulos work for?
Nick Kopoulos works for Mesirow Financial
What is Nick Kopoulos's role at Mesirow Financial?
Nick Kopoulos is Director of Internal Audit
What is Nick Kopoulos's Phone Number?
Nick Kopoulos's phone (217) ***-*398
What industry does Nick Kopoulos work in?
Nick Kopoulos works in the Financial Services industry.
Nick Kopoulos Email Addresses
Nick Kopoulos Phone Numbers
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