Monica Horning
Vice President Marketing Compliance at BlackRock | Columbus, Ohio, United States
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Monica Horning serves as a Consultant in Corporate Compliance at Nationwide Financial, where she leverages her extensive expertise in financial investments compliance to navigate the complexities of a heavily regulated environment. With a keen focus on regulatory analysis, Monica is adept at researching and evaluating the applicability of intricate state and federal statutes, regulations, and legislation that significantly impact compliance testing controls, financial products, and operations across various distribution channels. Her role is crucial in ensuring that Nationwide Financial adheres to the stringent requirements set forth by regulatory bodies such as the SEC, FINRA, DOL, and IRS, as well as state Departments of Insurance.
In 2019 alone, Monica analyzed over 300 new regulations and legislative changes, providing comprehensive risk assessments that informed strategic decision-making across the organization. Her insights not only help mitigate compliance risks but also enhance the overall integrity of the financial products offered by Nationwide. Monica's expertise extends to fixed annuities, sales operations, and investments, making her a valuable asset in aligning compliance initiatives with business objectives.
Beyond her regulatory acumen, Monica is also skilled in training and development, ensuring that her colleagues are well-versed in compliance protocols and best practices. Her ability to translate complex regulatory requirements into actionable strategies fosters a culture of compliance within the organization, ultimately contributing to Nationwide Financial's reputation as a trusted leader in the financial services industry. With a commitment to excellence and an unwavering focus on compliance, Monica Horning continues to make significant contributions to the field of financial investments compliance.
Vice President Marketing Compliance at BlackRock in July 2022 to Present
Consultant, Corporate Compliance at Nationwide Financial in October 2011 to July 2022
Sr. Sales and Service Analyst at Nationwide Financial in September 2007 to October 2011
Regional Internal Consultant at Nationwide Financial in September 2000 to September 2007
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Fixed Annuities
CRM
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Investments
Sales
Training
Analysis
Marketing
New Business Development
Sales Management
Management
Leadership
Operational Risk Management
Training & Development
Compliance
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Discover more about BlackRockWhat is Monica Horning email address?
Email Monica Horning at [email protected] and [email protected]. This email is the most updated Monica Horning email found in 2026.
What is Monica Horning phone number?
Monica Horning phone number is +16148931649 and +14197583103.
How to contact Monica Horning?
To contact Monica Horning send an email to [email protected] or [email protected]. If you want to call Monica Horning try calling on +16148931649 and +14197583103. (updated on October 30, 2024)
What is Monica Horning net worth?
Monica Horning has an estimated net worth of $750,000 to $999,999
What company does Monica Horning work for?
Monica Horning works for BlackRock
What is Monica Horning's role at BlackRock?
Monica Horning is Vice President Marketing Compliance
What industry does Monica Horning work in?
Monica Horning works in the Financial Services industry.
Monica Horning Email Addresses
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