Mark Varner
Field Supervison Director at Edward Jones | Memphis, Tennessee, United States
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Mark Varner brings over 20 years of extensive experience in the financial services industry to his role as Field Supervision Director at Edward Jones. In this capacity, he serves as the designated supervisory principal, ensuring that the firm adheres to both internal policies and regulatory compliance standards across assigned branch offices. Mark's expertise encompasses a broad spectrum of areas, including sales supervision, compliance, and suitability reviews of investment sales, making him a pivotal figure in maintaining the integrity of client interactions and investment practices.
One of Mark's key responsibilities involves leveraging advanced electronic processing systems and exception reports to monitor client activity effectively. This analytical approach not only helps in identifying potential compliance issues but also enables him to provide tailored support to branch offices regarding firm policies and industry regulations. His proficiency in tools such as Protegent and SmartStation enhances his ability to conduct thorough trade suitability reviews, ensuring that all transactions align with regulatory requirements and client needs.
Mark is also dedicated to training and mentoring branch personnel, fostering a culture of compliance and operational excellence. His commitment to continuous improvement is reflected in his adept use of Microsoft Office and online research tools, which he employs to stay abreast of industry trends and best practices. With a solid foundation in financial operations and a deep understanding of variable annuities, Mark Varner is not only a guardian of compliance but also a strategic partner in driving the success of Edward Jones and its clients.
Field Supervison Director at Edward Jones in February 2023 to Present
Senior Compliance Principal and Examiner at Modern Woodmen of America in September 2021 to February 2023
Principal Review Desk Manager at B. Riley Wealth Management in August 2019 to September 2021
Principal Review Desk Associate at B. Riley Wealth Management in August 2014 to August 2019
B. Riley Independent Network Supervisor at B. Riley Wealth Management in February 2013 to August 2014
Complex Compliance Specialist at Wells Fargo Advisors in February 2012 to February 2013
Regional Branch Administrative Officer at Morgan Keegan & Co Inc in August 2005 to February 2012
Compliance Administrator at Morgan Keegan & Co Inc in April 2002 to August 2005
Portfolio Accountant at Morgan Keegan & Co Inc in June 2000 to April 2002
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Protegent
Problem Solving
Supervison
Field Supervision
Management
Securities Regulation
Training
Trade Suitability Review
Trade Suitability Reviews
Regulatory Compliance
Financial Operations
Microsoft Office
SmartStation
General Securities Sales Supervisor
Equity Indexed Annuities
Variable Annuities
Fixed Annuities
Trade Compliance
Critical Thinking
Online Research
Morningstar
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Discover more about Edward JonesWhat is Mark Varner email address?
Email Mark Varner at [email protected]. This email is the most updated Mark Varner email found in 2026.
What is Mark Varner phone number?
Mark Varner phone number is +19012193470.
How to contact Mark Varner?
To contact Mark Varner send an email to [email protected]. If you want to call Mark Varner try calling on +19012193470. (updated on October 29, 2024)
What company does Mark Varner work for?
Mark Varner works for Edward Jones
What is Mark Varner's role at Edward Jones?
Mark Varner is Field Supervison Director
What industry does Mark Varner work in?
Mark Varner works in the Financial Services industry.
Mark Varner Email Addresses
Mark Varner Phone Numbers
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