Loriann Barone
Director at Morgan Stanley | New York City Metropolitan Area
Engage
candidates 10x faster
Enjoy unlimited access and discover candidates outside of LinkedIn
Trusted by 1.4M users from 76% of Fortune 500 companies
The most accurate data ever
CCPA Compliant
GDPR Compliant
150M
Personal Emails
200M
Work Emails
100M
Direct Dials
250M
Professional Profiles
40M
Company Profiles
Find anyone, anywhere
with ContactOut
today
Making remote or global hires?
Connecting
with key decision-makers? We can help.
- 40 emails / month
- 3 phone numbers / month
- Works on standard LinkedIn only
-
Work emails, personal emails,
mobile numbers
No credit card required
Loriann Barone serves as a Director in the Wealth Management Legal and Compliance division at Morgan Stanley, where she leverages her extensive expertise in compliance management and branch operations to drive strategic initiatives that enhance regulatory adherence and operational efficiency. With a robust background in Brokerage Compliance Testing and Sales Supervision, Loriann plays a pivotal role in ensuring that the firm's practices align with industry regulations while fostering a culture of integrity and accountability within the organization.
In her current position, Loriann is spearheading key projects aimed at optimizing compliance frameworks and enhancing the effectiveness of supervisory controls across various branches. Her forward-thinking approach enables her to identify potential risks and implement proactive measures to mitigate them, thereby safeguarding the firm’s reputation and client trust. By utilizing her skills in business relationship management and financial risk assessment, she collaborates closely with branch managers and financial advisors to ensure that all sales practices meet suitability standards and regulatory requirements.
Loriann's disciplined nature and resourcefulness have made her a respected leader in the financial services industry. She is adept at navigating complex compliance landscapes, particularly in the realms of retirement planning and investments. Her commitment to continuous improvement and professional development not only benefits her team but also contributes to the overall success of Morgan Stanley’s Wealth Management division. Through her strategic oversight and unwavering dedication, Loriann Barone exemplifies the qualities of a transformative leader in compliance and branch management.
Director at Morgan Stanley in April 2021 to Present
Compliance Manager at E*TRADE in July 2018 to April 2021
Senior Compliance Analyst at E*TRADE in February 2013 to July 2018
Branch Operations Manager at E*TRADE in March 2012 to February 2013
Branch Manager at E*TRADE in September 2008 to March 2012
Marketing Administration Specialist at Hallmark Capital Management Inc. in February 2007 to August 2008
Branch Manager, Morristown NJ at TD Ameritrade in May 2004 to February 2007
Senior Investment Specialist at Charles Schwab in November 1998 to April 2004
Registered Sales Associate at Prudential Securities in September 1989 to October 1998
See more
See less
Business Relationship Management
Compliance Management
Financial Services
Management
Regulatory Compliance
Branch Operations management and supervision
Suitability Supervison and Monitoring
Supervisory Skills
Financial Risk
Retirement Planning
Operations Management
Sales
Investments
Mutual Funds
See more
See less
Discover more about Morgan StanleyWhat is Loriann Barone email address?
Email Loriann Barone at [email protected]. This email is the most updated Loriann Barone email found in 2026.
What is Loriann Barone phone number?
Loriann Barone phone number is +19736964466.
How to contact Loriann Barone?
To contact Loriann Barone send an email to [email protected]. If you want to call Loriann Barone try calling on +19736964466. (updated on October 30, 2024)
What company does Loriann Barone work for?
Loriann Barone works for Morgan Stanley
What is Loriann Barone's role at Morgan Stanley?
Loriann Barone is Director
What industry does Loriann Barone work in?
Loriann Barone works in the Financial Services industry.
Loriann Barone Email Addresses
Loriann Barone Phone Numbers
looking for?
Find personal and work emails for over 250M professionals.
People like Loriann Barone
Assistant Professor at Kansas State University
District Supervisor at Paterson Public School
Deli Clerk at Baron's Market
Owner at Condor Tours and Travel affiliate of Condor Outfitters, Inc
Sales and Customer Service Representative at Self-Employed
Source Mechanic at Ocean Geo ION
Police Officer at Jersey City Police Department
Owner at Jackson Payroll & Bookkeeping
Clinical Assistant Professor at Purdue University
National Account Manager at Ampac Packaging
Assistant Manager at Holiday Inn Express
Intern at Morris Visitor Publications
Paraprofessional at Joplin Public School District
Director of Compensation and Benefits at Stradley Ronon
Realtor at Guarantee Real Estate
Director of Surgical Services and Patient Care Services at Verde Valley Medical Center
Customer Service Representative at Cumberland Farms
Volunteer at Hunterdon Medical Center
CEO at faithfully fit
Deputy Public Defender at Mendocino County Public Defenders office
Show more
Show less