Lance Dial
Partner at K&L Gates | Greater Boston
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Lance Dial is a seasoned investment management lawyer with nearly two decades of experience in the field, currently serving as a Partner at K&L Gates in their esteemed asset management group. Since re-joining the firm, Lance has leveraged his extensive background in mutual fund law and operations to provide strategic legal counsel to a diverse array of clients, including investment advisers, mutual funds, and financial institutions. His comprehensive understanding of the Investment Advisers Act, ERISA regulations, and ESG considerations positions him as a key resource for clients navigating the complexities of compliance and governance in the ever-evolving financial landscape.
Throughout his career, Lance has successfully managed a variety of high-profile projects, including the structuring and regulatory compliance of separate accounts and unregistered funds, as well as the development of SMA/UMA wrap fee programs. His in-house experience has further enriched his perspective, allowing him to align legal strategies with business objectives effectively. Lance's fluency in securities regulation and corporate governance ensures that he remains at the forefront of industry trends, providing clients with insights that drive informed decision-making.
In addition to his legal expertise, Lance is adept at utilizing technology, including advanced proficiency in Microsoft Excel, to enhance operational efficiencies and streamline reporting processes for asset management clients. His commitment to fostering strong client relationships and delivering tailored legal solutions underscores his reputation as a trusted advisor in the investment management sector. As he continues to build on his diverse skill set, Lance Dial is poised to make significant contributions to K&L Gates and the broader financial services industry.
Partner at K&L Gates in May 2023 to Present
Partner at Morgan, Lewis & Bockius LLP in October 2021 to May 2023
Managing Director and Counsel at Wellington Management in January 2013 to September 2021
Vice President & Counsel at State Street Global Advisors (SSgA) in December 2007 to January 2013
Associate at K&L Gates in June 2005 to December 2007
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Securities Exchange Act of 1934
Presentations
Business Understanding
Build Strong Relationships
Training
Legal Assistance
Legal Writing
Legal Research
Oral Communication
Negotiation
Compliance Regulations
Due Diligence
Global Regulatory Compliance
Communication
Regulatory Affairs
Regulatory Compliance
Investment Management Law
Securities
Corporate Governance
Hedge Funds
Investment Management
Securities Regulation
Mutual Funds
Investment Advisers Act
Asset Management
Broker-Dealer
Capital Markets
ETFs
FINRA
Financial Services
Investments
Microsoft Excel
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Discover more about K&L GatesWhat is Lance Dial email address?
Email Lance Dial at [email protected] and [email protected]. This email is the most updated Lance Dial email found in 2026.
What is Lance Dial phone number?
Lance Dial phone number is +16176976263 and +17819520709.
How to contact Lance Dial?
To contact Lance Dial send an email to [email protected] or [email protected]. If you want to call Lance Dial try calling on +16176976263 and +17819520709. (updated on October 30, 2024)
What is Lance Dial net worth?
Lance Dial has an estimated net worth of $750,000 to $999,999
What company does Lance Dial work for?
Lance Dial works for K&L Gates
What is Lance Dial's role at K&L Gates?
Lance Dial is Partner
What industry does Lance Dial work in?
Lance Dial works in the Law Practice industry.
Lance Dial Email Addresses
Lance Dial Phone Numbers
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