Kevin Rowe
Chief Executive Officer at The Compliance.Network | Hollywood, Florida, United States
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As President and CEO of The Compliance.Network, Kevin Rowe plays a pivotal role in shaping the compliance landscape for financial services firms. With over 15 years of extensive experience in regulatory compliance and brokerage operations, he leads a dedicated team that specializes in providing tailored compliance solutions for Registered Broker Dealers, Commodity Brokers, Forex Firms, Investment Advisors, and Hedge Funds. Under his leadership, The Compliance.Network has developed a reputation for exceeding the stringent regulatory requirements set forth by Self-Regulatory Organizations and Governmental Agencies.
Kevin's consultative and proactive approach to compliance risk identification enables him to deliver practical, cost-effective solutions that enhance compliance programs. His expertise in Anti-Money Laundering (AML) compliance and securities operations has been instrumental in helping clients navigate the complexities of financial regulations while maintaining operational efficiency. Key projects led by Kevin include the implementation of advanced compliance frameworks that integrate electronic trading protocols and risk management strategies, ensuring that clients not only meet but exceed industry standards.
Additionally, Kevin's deep understanding of financial markets, including options, mutual funds, and fixed income, allows him to provide insightful guidance to clients on portfolio management and investment advisory services. His commitment to fostering a culture of compliance and continuous improvement positions The Compliance.Network as a trusted partner in the financial services sector, dedicated to empowering firms to thrive in a highly regulated environment.
Chief Executive Officer at The Compliance.Network in July 2014 to Present
President & CEO at The Compliance.Network in July 2014 to Present
Director - Account Services at IBFX in January 2013 to July 2014
Director - Account Services at TradeStation in November 2008 to July 2014
Senior Compliance Examiner at FINRA in June 2007 to November 2008
Participant Service Center Rep/ Retirement Plan Administrator at T. Rowe Price in September 2000 to June 2004
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Compliance
AML
KYC
FINRA
Securities
Electronic Trading
Series 7
Equities
Options
Trading
Series 24
Mutual Funds
Series 63
Financial Markets
Alternative Investments
Fixed Income
FX Options
Derivatives
Financial Services
Capital Markets
Asset Management
Portfolio Management
Equity Trading
Investment Advisory
Hedge Funds
Financial Risk
Anti Money Laundering
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What is Kevin Rowe email address?
Email Kevin Rowe at [email protected] and [email protected]. This email is the most updated Kevin Rowe email found in 2026.
What is Kevin Rowe phone number?
Kevin Rowe phone number is +17544233253.
How to contact Kevin Rowe?
To contact Kevin Rowe send an email to [email protected] or [email protected]. If you want to call Kevin Rowe try calling on +17544233253.
What company does Kevin Rowe work for?
Kevin Rowe works for The Compliance.Network
What is Kevin Rowe's role at The Compliance.Network?
Kevin Rowe is Chief Executive Officer
What industry does Kevin Rowe work in?
Kevin Rowe works in the Financial Services industry.
Kevin Rowe Email Addresses
Kevin Rowe Phone Numbers
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