Kevin Dodds

Q: What is Kevin Dodds email address?

Email Kevin Dodds at kpdodds@gmail.com and kevin.dodds@jpmorganchase.com. This email is the most updated Kevin Dodds email found in 2026.

Q: How to contact Kevin Dodds?

To contact Kevin Dodds send an email to kpdodds@gmail.com or kevin.dodds@jpmorganchase.com. (updated on September 13, 2024)

Director Equities Compliance and Operational Risk at Bank of America | Wayne, New Jersey, United States

About Kevin Dodds

Kevin Dodds serves as the Director of Equities Compliance and Operational Risk at Bank of America, where he plays a pivotal role in overseeing compliance and risk management within the Securities Lending and Prime Finance sectors. With a robust background as a CFA Charterholder and a holder of multiple FINRA licenses, including Series 7, 24, and 55, Kevin brings a wealth of expertise to his position. His leadership is underscored by his past presidency at the Security Traders Association of Connecticut, where he championed initiatives to enhance regulatory compliance and operational integrity within the trading community.

In his current role, Kevin is responsible for developing and implementing comprehensive Written Supervisory Procedures (WSPs) that align with regulatory requirements and best practices. His focus on business controls and trade surveillance ensures that the trading desk operates within the bounds of compliance while maximizing operational efficiency. Kevin’s extensive knowledge in securities lending regulatory compliance and trading desk supervision allows him to navigate the complexities of the financial landscape effectively.

Key projects under his leadership include enhancing electronic trading protocols and refining risk assessment frameworks to mitigate operational risks associated with equities trading. His expertise in financial modeling and asset allocation further strengthens Bank of America’s ability to manage investments prudently. By leveraging his skills in portfolio management and mutual funds, Kevin is dedicated to fostering a culture of compliance and operational excellence that not only meets regulatory standards but also supports the strategic objectives of the organization.

Kevin Dodds Work