Kevin Bopp
Senior Vice President and Head of Investments Compliance at New York Life Investments | New York City Metropolitan Area
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Kevin Bopp serves as the Senior Vice President and Global Head of Investments Compliance at New York Life Investments, where he plays a pivotal role in ensuring that the organization adheres to the complex regulatory landscape governing investment advisers and investment companies. With a robust legal background, Kevin provides expert compliance and regulatory counsel, particularly in the development and structuring of innovative investment products such as alternative funds, exchange-traded funds (ETFs), and closed-end funds. His extensive experience in corporate law and mergers & acquisitions further enhances his ability to navigate the intricate compliance requirements associated with these financial instruments.
In his current role, Kevin oversees a diverse team of over 50 compliance professionals across the U.S., Europe, Japan, and Australia, ensuring that New York Life’s Investments businesses operate within the confines of the Investment Company Act and other relevant regulations. His leadership is instrumental in fostering a culture of compliance that not only meets regulatory obligations but also supports the strategic objectives of the organization. Kevin's expertise in private funds, equities, hedge funds, and fixed income investments enables him to provide tailored compliance solutions that align with the firm’s investment strategies.
As a member of New York Life's executive management team, Kevin actively contributes to the firm’s governance and risk management frameworks, ensuring that compliance considerations are integrated into business decisions. His commitment to maintaining high compliance standards while promoting business growth underscores his dedication to the integrity and success of New York Life Investments in a rapidly evolving financial landscape.
Senior Vice President and Head of Investments Compliance at New York Life Investments in January 2020 to Present
Chief Compliance Officer, New York Life Investment Management, The MainStay Funds and IndexIQ ETFs at New York Life Investments in September 2014 to December 2019
Associate General Counsel and Director at New York Life Investments in April 2010 to September 2014
Associate at Dechert LLP in July 2006 to April 2010
Assistant General Counsel at AIG Global Investment Group in March 2003 to June 2006
Vice President – Global Management Financial Reporting Group at Credit Suisse in June 1996 to March 2003
Assistant Manager at Moody's Investors Service in August 1991 to June 1996
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Attorney
Investment Company Act
Private Funds
Investment Advisers Act
Private Equity
Investment Management
Alternative Investments
Closed-end Funds
AML
Securities Regulation
Securities
Financial Services
Private Placements
Fund Of Funds
Capital Markets
Equities
Broker-Dealer
Investments
Corporate Governance
Hedge Funds
Corporate Law
Mergers & Acquisitions
Series 7
Fixed Income
Financial Markets
Derivatives
Joint Ventures
Options
Mutual Funds
Asset Managment
Compliance
alternative
Alternative Investment Strategies
hedge
Product Development
Investment Advisory
Trading
Due Diligence
Insurance
Executive Management
Asset Management
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Discover more about New York Life InvestmentsWhat is Kevin Bopp email address?
Email Kevin Bopp at [email protected]. This email is the most updated Kevin Bopp email found in 2026.
What is Kevin Bopp phone number?
Kevin Bopp phone number is +19178612876 and +12016856187.
How to contact Kevin Bopp?
To contact Kevin Bopp send an email to [email protected]. If you want to call Kevin Bopp try calling on +19178612876 and +12016856187. (updated on November 04, 2024)
What company does Kevin Bopp work for?
Kevin Bopp works for New York Life Investments
What is Kevin Bopp's role at New York Life Investments?
Kevin Bopp is Senior Vice President and Head of Investments Compliance
What industry does Kevin Bopp work in?
Kevin Bopp works in the Financial Services industry.
Kevin Bopp Email Addresses
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