Kenneth Caitano
Delray Beach, Florida, United States
Broadridge Financial Solutions
Director- Corporate Audit- IT
August 2012 to Present
Broadridge Financial Solutions
Director
2012 to Present
eDelta Consulting; eDelta CPA Services, PC
Director- IT Audit Consulting and Practice Risk Management
April 2010 to August 2012
Amper, Politziner & Mattia LLP
Senior Manager/Director
2007 to 2010
KPMG LLP
Senior Manager
June 2000 to January 2007
PCAOB
IT AUDIT INSPECTIONS LEADER
2007 to 2007
Munich American Reassurance Company
VP- IT Governance
1996 to July 2000
Arthur Andersen LLP
Supervising Senior Consultant
1994 to 1996
Manage corporate-wide IT risk assessments to develop the annual IT Audit Plan Lead IT and Operations audit teams to plan, scope, and deliver audits Consult with senior IT leadership to implement audit recommendations Develop business continuity and disaster recovery plans Risk assess emerging technologies: cloud computing, virtualization, and XBRL Coordinate regulatory reviews... Manage corporate-wide IT risk assessments to develop the annual IT Audit Plan Lead IT and Operations audit teams to plan, scope, and deliver audits Consult with senior IT leadership to implement audit recommendations Develop business continuity and disaster recovery plans Risk assess emerging technologies: cloud computing, virtualization, and XBRL Coordinate regulatory reviews with the FFIEC (financial regulator) Prepare presentations and reports to the company’s Audit Committee Develop and mentor Audit staff
What company does Kenneth MBCP work for?
Kenneth MBCP works for Broadridge Financial Solutions
What is Kenneth MBCP's role at Broadridge Financial Solutions?
Kenneth MBCP is Director- Corporate Audit- IT
What industry does Kenneth MBCP work in?
Kenneth MBCP works in the Financial Services industry.
Who are Kenneth MBCP's colleagues?
Kenneth MBCP's colleagues are Sergey Zubkov, Junias Ngoyi, Jachel Díaz, Robert Woodlock, Mina Seddik, Alex Dirdara, Pavit Lamba, Tyler Bramson, Elliott Walker, and Oleksandr Berezovskyy
📖 Summary
IT Audit and business operations professional working in an executive role to improve operations effectiveness through risk management and controls transformation. Industry experience: Financial Services; Reinsurance; Pharmaceutical; and Management ConsultingDirector- Corporate Audit- IT @ Manage corporate-wide IT risk assessments to develop the annual IT Audit Plan Lead IT and Operations audit teams to plan, scope, and deliver audits Consult with senior IT leadership to implement audit recommendations Develop business continuity and disaster recovery plans Risk assess emerging technologies: cloud computing, virtualization, and XBRL Coordinate regulatory reviews with the FFIEC (financial regulator) Prepare presentations and reports to the company’s Audit Committee Develop and mentor Audit staff From August 2012 to Present (3 years 5 months) Director @ From 2012 to Present (3 years) Director- IT Audit Consulting and Practice Risk Management @ IT Audit Services; Attestation Servies- SSAE 16; Firm Quality Assurance; Practice Management. (see attached resume) From April 2010 to August 2012 (2 years 5 months) Senior Manager/Director @ IT Management Consulting Practice Lead. Responsible for: growing the practice/sales; talent acquisition; authoring practice methodologies; management and delivery of IT Audit and Attestation Services; Proposal Writing; Quality Assurance. From 2007 to 2010 (3 years) Senior Manager @ Senior Manager in the Information Risk Management Practice. Responsible global IT Audit senior manager for the Pfizer, Inc. audit engagement (7 years). Also provided IT consulting services as to: M&A for financial systems integration; integrated audits; Data Center Reviews, SAS 70 (SSAE 16); ISO 27001; business process optimization; and application/ IT infrastructure reviews (Mainframe, I-Series; distributed systems. From June 2000 to January 2007 (6 years 8 months) IT AUDIT INSPECTIONS LEADER @ Responsible to ensure Ernst & Young was compliant with PCAOB and AICPA standards. Provided guidance to ER&Y engagement partners as to enhance the quality of their IT financial audits for public companies. From 2007 to 2007 (less than a year) VP- IT Governance @ VP of IT Governance responsible for a staff of 20: Information Security; Business Continuity; IT Procurement; IT Training; IT Finance. Managed an IT Operating budget of $40MM. AVP- IT Internal Audit Director. Responsible to plan and execute audits in the Americas; Australia; and Singapore. Performed corporate audit risk assessment and assisted the General Auditor with the corporate audit strategy. From 1996 to July 2000 (4 years) Supervising Senior Consultant @ Performed IT Infrastructure and Application Reviews; Performed SAS 70 Assessments. From 1994 to 1996 (2 years) Post Graduate Certificate in Information Technology Audit, IT Audit, 3.6 @ New York University From 1991 to 1992 MBA, Public Accountancy, 3.4 @ St. John's University From 1989 to 1991 Bachelor of Science (BS), Management, 3.4 @ St. Francis College From 1984 to 1988 Kenneth MBCP is skilled in: CPA, CISA, MBCP, IT Audit, Risk Management, IT Management, IT Strategy, Internal Audit, ISO 27001, Security, Business Continuity, Auditing, Information Security, Risk Assessment, Disaster Recovery, Governance, Enterprise Risk Management, Business Process, Management
Extraversion (E), Sensing (S), Thinking (T), Judging (J)
3 year(s), 2 month(s)
Unlikely
Likely
There's 73% chance that Kenneth MBCP is seeking for new opportunities
Issued by Omicron Sigma Sigma - Homeland Security · January 2014
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