Joshua Birbach Email & Phone Number

Joshua Birbach

Head of Conduct, Surveillance, Compliance and Client Non-Financial Risk at Morgan Stanley | Riverside, Connecticut, United States

Joshua Birbach Socials
About Joshua Birbach

Joshua Birbach serves as the Head of Conduct, Surveillance, Compliance, and Client Non-Financial Risk at Morgan Stanley, where he plays a pivotal role in safeguarding the integrity and ethical standards of the firm’s operations across Equities, Fixed Income, and Private Side businesses. With a robust background as a risk manager and attorney, Joshua expertly navigates the complex landscape of regulatory compliance, ensuring that the firm adheres to the stringent requirements of capital markets, securities, and derivatives.

In his current role, Joshua oversees the first line of defense in surveillance and compliance, implementing comprehensive strategies to mitigate non-financial risks associated with client interactions and trading activities. His expertise in equity derivatives and structured finance allows him to develop tailored risk management frameworks that not only protect the firm but also enhance client trust and satisfaction. Joshua’s proficiency in ISDA agreements and legal writing further strengthens his ability to address intricate legal and regulatory challenges, ensuring that Morgan Stanley remains at the forefront of industry standards.

Key projects under Joshua's leadership include the enhancement of surveillance systems to detect and prevent misconduct, as well as the implementation of training programs designed to foster a culture of compliance among employees. His commitment to excellence is underscored by his CFA Charterholder status, which complements his legal acumen and positions him as a thought leader in the intersection of finance and law. Through his strategic oversight and innovative approach, Joshua Birbach continues to drive Morgan Stanley's mission of maintaining the highest levels of conduct and compliance in an ever-evolving financial landscape.

Joshua Birbach Work
1 experience icon

Head of Conduct, Surveillance, Compliance and Client Non-Financial Risk at Morgan Stanley in January 2023 to Present

2 experience icon

Head of Sales and Trading Compliance for Asia at Morgan Stanley in January 2021 to January 2023

3 experience icon

Head of Equity Legal and Compliance at Morgan Stanley in November 2016 to January 2021

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Joshua Birbach Skills

Securities

Equity Derivatives

Securities Regulation

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About Joshua Birbach's Current Company
Frequently Asked Questions about Joshua Birbach

What is Joshua Birbach email address?

Email Joshua Birbach at [email protected]. This email is the most updated Joshua Birbach email found in 2026.

How to contact Joshua Birbach?

To contact Joshua Birbach send an email to [email protected]. (updated on October 30, 2024)

What company does Joshua Birbach work for?

Joshua Birbach works for Morgan Stanley

What is Joshua Birbach's role at Morgan Stanley?

Joshua Birbach is Head of Conduct, Surveillance, Compliance and Client Non-Financial Risk

What is Joshua Birbach's Phone Number?

Joshua Birbach's phone (203) ***-*891

What industry does Joshua Birbach work in?

Joshua Birbach works in the Financial Services industry.

Joshua Birbach Email Addresses

Email Joshua Birbach at [email protected]. This email is the most updated Joshua Birbach email found in 2026.

Joshua Birbach Phone Numbers

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