Joshua Birbach
Head of Conduct, Surveillance, Compliance and Client Non-Financial Risk at Morgan Stanley | Riverside, Connecticut, United States
Engage
candidates 10x faster
Enjoy unlimited access and discover candidates outside of LinkedIn
Trusted by 1.4M users from 76% of Fortune 500 companies
The most accurate data ever
CCPA Compliant
GDPR Compliant
150M
Personal Emails
200M
Work Emails
100M
Direct Dials
250M
Professional Profiles
40M
Company Profiles
Find anyone, anywhere
with ContactOut
today
Making remote or global hires?
Connecting
with key decision-makers? We can help.
- 40 emails / month
- 3 phone numbers / month
- Works on standard LinkedIn only
-
Work emails, personal emails,
mobile numbers
No credit card required
Joshua Birbach serves as the Head of Conduct, Surveillance, Compliance, and Client Non-Financial Risk at Morgan Stanley, where he plays a pivotal role in safeguarding the integrity and ethical standards of the firm’s operations across Equities, Fixed Income, and Private Side businesses. With a robust background as a risk manager and attorney, Joshua expertly navigates the complex landscape of regulatory compliance, ensuring that the firm adheres to the stringent requirements of capital markets, securities, and derivatives.
In his current role, Joshua oversees the first line of defense in surveillance and compliance, implementing comprehensive strategies to mitigate non-financial risks associated with client interactions and trading activities. His expertise in equity derivatives and structured finance allows him to develop tailored risk management frameworks that not only protect the firm but also enhance client trust and satisfaction. Joshua’s proficiency in ISDA agreements and legal writing further strengthens his ability to address intricate legal and regulatory challenges, ensuring that Morgan Stanley remains at the forefront of industry standards.
Key projects under Joshua's leadership include the enhancement of surveillance systems to detect and prevent misconduct, as well as the implementation of training programs designed to foster a culture of compliance among employees. His commitment to excellence is underscored by his CFA Charterholder status, which complements his legal acumen and positions him as a thought leader in the intersection of finance and law. Through his strategic oversight and innovative approach, Joshua Birbach continues to drive Morgan Stanley's mission of maintaining the highest levels of conduct and compliance in an ever-evolving financial landscape.
Head of Conduct, Surveillance, Compliance and Client Non-Financial Risk at Morgan Stanley in January 2023 to Present
Head of Sales and Trading Compliance for Asia at Morgan Stanley in January 2021 to January 2023
Head of Equity Legal and Compliance at Morgan Stanley in November 2016 to January 2021
Executive Director and Senior Counsel - Institutional Equities Division - Morgan Stanley at Morgan Stanley in April 2016 to November 2016
Attorney - Equity Sales and Trading at Morgan Stanley in April 2014 to April 2016
Non-Market Risk Manager at Morgan Stanley in May 2010 to April 2014
Associate at McKee Nelson LLP in October 2005 to November 2008
See more
See less
Securities
Equity Derivatives
Securities Regulation
Derivatives
Equities
Series 7
ISDA
Legal Writing
Financial Risk
Editing
Structured Finance
Securitization
Capital Markets
CFA Charterholder
Structured Products
Corporate Law
See more
See less
Discover more about Morgan StanleyWhat is Joshua Birbach email address?
Email Joshua Birbach at [email protected]. This email is the most updated Joshua Birbach email found in 2026.
How to contact Joshua Birbach?
To contact Joshua Birbach send an email to [email protected]. (updated on October 30, 2024)
What company does Joshua Birbach work for?
Joshua Birbach works for Morgan Stanley
What is Joshua Birbach's role at Morgan Stanley?
Joshua Birbach is Head of Conduct, Surveillance, Compliance and Client Non-Financial Risk
What is Joshua Birbach's Phone Number?
Joshua Birbach's phone (203) ***-*891
What industry does Joshua Birbach work in?
Joshua Birbach works in the Financial Services industry.
Joshua Birbach Email Addresses
Joshua Birbach Phone Numbers
looking for?
Find personal and work emails for over 250M professionals.
People like Joshua Birbach
Advisory Board Member at Columbus Society of Communicating Arts (CSCA)
Technology Director at Wells Fargo
CTO & FOUNDER at MAGIC WHEELS, INC.
Senior Consultant at Elite PR Group at Elite PR Group
International Business Consultant at Southwest Airlines
Manager at Russell Equipment Co.
Equipment Division General Manager at Quincy Recycle
Front Desk Receptionist at PORT NAZ CHRISTIAN ACADEMY
Retired at Granby Police Dept.
Senior Project Manager at LINQ
Principal / Digital Consultant at Britt Stephan Consulting
Front Office Supervisor at GENTLE DENTAL, INC.
Territory Sales Manager- Retail Division- New England at The AZEK Company
Business Analyst Intern at Amazon
caterer at Mama D Catering
Account Operations Specialist at Syngenta
Divisional Senior Vice President & Chief Underwriting Officer at FCIA Trade Credit & Political Risk Insurance Division, Great American Insurance Company
Manager at Meta
Operations Supervisor at Broadview Security, formerly Brinks Home Security
Chatbot Platform Lead at Morgan Stanley
Show more
Show less