Joseph Devivo
Director Head of America’s Equities Compliance at Barclays | New York City Metropolitan Area
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Joseph Devivo serves as the Director and Head of America’s Equities Compliance at Barclays, where he plays a pivotal role in ensuring that the firm adheres to the complex regulatory landscape governing the investment banking sector. With a robust background in securities and trading systems, Joseph leverages his extensive expertise to oversee compliance strategies that mitigate risk and enhance operational integrity within the equities division. His leadership is instrumental in navigating the intricacies of securities regulation, particularly in the fast-paced environment of prime brokerage and trading.
Under Joseph's guidance, key projects have included the implementation of advanced compliance frameworks that align with both domestic and international regulatory requirements. He has spearheaded initiatives aimed at enhancing the firm's trading practices, ensuring that all activities are conducted within the bounds of legal and ethical standards. His proficiency in financial markets and deep understanding of trading systems enable him to identify potential compliance vulnerabilities and develop proactive measures to address them.
Joseph's commitment to fostering a culture of compliance extends beyond regulatory adherence; he is dedicated to promoting best practices in new business development and client interactions. His credentials, including Series 7 and Series 63 licenses, further underscore his comprehensive knowledge of the equities landscape. As a thought leader in the industry, Joseph Devivo continues to drive innovation in compliance processes, ensuring that Barclays remains at the forefront of the investment banking industry while maintaining the highest standards of integrity and accountability.
Director Head of America’s Equities Compliance at Barclays in October 2019 to Present
Director Equities Advisory Compliance at Deutsche Bank Securities in February 2018 to October 2019
Vice President Co. Head America’s Surveillance at Goldman Sachs in August 2015 to February 2018
Director Equity Compliance at bank of america/merrill lynch in June 2010 to August 2015
Head Trader/Sales trader at Bank of America/Merrill Lynch Broadcort in January 2009 to April 2010
Vice President Cash Equity trading at Bank of America in February 2006 to January 2009
MARKET MAKER at Domestic Securities in August 2005 to December 2005
MARKET MAKER at Pershing Trading Company in January 1996 to January 2005
Floating Trader, Assistant Trader, Agency Trader at Pershing Trading Co in January 1996 to January 2000
Mutual Fund Trader at Pershing Trading Co in January 1994 to January 1996
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Equities
Trading
Capital Markets
Securities
Banking
Finance
New Business Development
Series 7
Prime Brokerage
Series 63
Bloomberg
Fixed Income
Series 55
Equity Trading
Hedge Funds
Financial Markets
Trading Systems
Electronic Trading
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Discover more about BarclaysWhat is Joseph Devivo email address?
Email Joseph Devivo at [email protected] and [email protected]. This email is the most updated Joseph Devivo email found in 2026.
What is Joseph Devivo phone number?
Joseph Devivo phone number is +19736506940 and +16023167616.
How to contact Joseph Devivo?
To contact Joseph Devivo send an email to [email protected] or [email protected]. If you want to call Joseph Devivo try calling on +19736506940 and +16023167616. (updated on October 29, 2024)
What is Joseph Devivo net worth?
Joseph Devivo has an estimated net worth of $750,000 to $999,999
What company does Joseph Devivo work for?
Joseph Devivo works for Barclays
What is Joseph Devivo's role at Barclays?
Joseph Devivo is Director Head of America’s Equities Compliance
What industry does Joseph Devivo work in?
Joseph Devivo works in the Consumer Services industry.
Joseph Devivo Email Addresses
Joseph Devivo Phone Numbers
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