Joni Mccabe
Vice President at JPMorgan Chase & Co. | Lewis Center, Ohio, United States
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As Vice President at JPMorgan Chase & Co., Joni McCabe brings over 28 years of extensive experience in audit, consulting, and compliance management within the dynamic landscape of investment management. Her current role centers around the development and maintenance of the J.P. Morgan Funds compliance program, ensuring adherence to Rule 38a-1, which is critical for safeguarding investor interests and maintaining regulatory integrity. Joni's expertise in the Investment Company Act of 1940 and the Investment Advisers Act of 1940 positions her as a key player in navigating the complexities of compliance within the financial services industry.
In her role, Joni performs rigorous surveillance monitoring to ensure compliance with various regulations, prospectus, and Statement of Additional Information (SAI) guidelines. This involves a collaborative approach with Guideline Management to ensure that portfolio management systems are accurately coded for both pre-trade and post-trade surveillance, thereby mitigating risks associated with regulatory breaches. Her strong problem-solving skills and ability to manage change effectively contribute to her success in leading teams through the evolving regulatory landscape.
Joni's commitment to teamwork and leadership is evident in her proactive engagement with cross-functional teams to foster a culture of compliance and ethical conduct. Additionally, her FINRA licenses (7, 24, and 65) further enhance her credibility and expertise in the field. As she continues to drive key compliance initiatives at JPMorgan Chase & Co., Joni remains dedicated to upholding the highest standards of integrity and accountability in investment management.
Vice President at JPMorgan Chase & Co. in August 2005 to Present
Assistant Vice President/Senior Compliance Officer at Banc One Corporation/JPMorganChase in October 2003 to July 2005
Compliance Manager at Nationwide Insurance in November 2001 to October 2003
Compliance Manager/AVP at Wachovia, A Wells Fargo Company in July 1998 to November 2001
Investment Compliance Officer at Banc One Corporation in March 1997 to July 1998
Staff Auditor I & II, Senior Auditor, Audit Risk Adviser at Banc One Corporation in July 1987 to February 1997
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FINRA licenses 7, 24 and 65
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Discover more about JPMorgan Chase & Co.What is Joni Mccabe email address?
Email Joni Mccabe at [email protected] and [email protected]. This email is the most updated Joni Mccabe email found in 2026.
What is Joni Mccabe phone number?
Joni Mccabe phone number is +16149464537 and +17409711241.
How to contact Joni Mccabe?
To contact Joni Mccabe send an email to [email protected] or [email protected]. If you want to call Joni Mccabe try calling on +16149464537 and +17409711241. (updated on September 13, 2024)
What is Joni Mccabe net worth?
Joni Mccabe has an estimated net worth of $750,000 to $999,999
What company does Joni Mccabe work for?
Joni Mccabe works for JPMorgan Chase & Co.
What is Joni Mccabe's role at JPMorgan Chase & Co.?
Joni Mccabe is Vice President
What industry does Joni Mccabe work in?
Joni Mccabe works in the Financial Services industry.
Joni Mccabe Email Addresses
Joni Mccabe Phone Numbers
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