Joe Eady
Vice President Compliance at StoneX Group Inc. | Tuscaloosa, Alabama, United States
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Joe Eady serves as the Vice President of Compliance at StoneX Group Inc., where he plays a pivotal role in overseeing compliance for the clearing firm. With over 25 years of extensive experience in BSA/AML, compliance, and operations management within the brokerage and banking sectors, Joe has established himself as a highly accomplished leader in the financial services industry. His expertise encompasses a broad spectrum of compliance-related activities, particularly those concerning clearing transactions for proprietary trading and the trading operations of introducing broker-dealers utilizing StoneX’s clearing services.
In his current role, Joe is responsible for ensuring that all trading activities adhere to regulatory requirements and internal policies, thereby mitigating financial and operational risks. His deep understanding of capital markets and securities, combined with his proficiency in due diligence and risk management, enables him to navigate the complexities of compliance in a rapidly evolving financial landscape. Joe’s creative problem-solving skills and exceptional organizational abilities allow him to implement effective compliance frameworks that not only protect the firm but also enhance operational efficiency.
Key projects under Joe's leadership include the development of robust compliance monitoring systems and the implementation of comprehensive training programs for staff on regulatory changes and best practices. His commitment to fostering a culture of compliance is evident in his collaborative approach, where he engages with various stakeholders to ensure that compliance is integrated into the firm’s overall strategy. Joe’s strong communication and interpersonal skills further enhance his ability to build rapport across departments, making him a respected figure in the organization and the industry at large.
Vice President Compliance at StoneX Group Inc. in September 2022 to Present
AML Officer at StoneX Group Inc. in July 2017 to August 2022
Anti-Money Laundering Compliance Officer at Regional Brokerage Firm in September 2017 to August 2022
Chief Compliance Officer at Regional Brokerage Firm in July 2015 to September 2016
Equity Capital Markets Compliance Officer at Regional Brokerage firm in August 2004 to September 2010
Chief Compliance Officer at Regional Brokerage firm in August 2004 to September 2010
registered Representative Liason at Small broker dealer in March 1999 to August 2004
Securities Clerk at Regions in January 1996 to January 1999
Securities Clerk at Regions in January 1996 to January 1999
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Securities
Series 7
Equities
Mutual Funds
FINRA
Trading
Financial Analysis
Series 24
Due Diligence
Alternative Investments
Investments
Finance
Series 63
Capital Markets
Cash Management
Asset Management
Fixed Income
AML
Hedge Funds
Wealth Management
Bloomberg
Investment Advisory
Portfolio Management
Financial Risk
Investment Banking
Anti Money Laundering
Risk Management
Hold Series 7
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Discover more about StoneX Group Inc.What is Joe Eady email address?
Email Joe Eady at [email protected] and [email protected]. This email is the most updated Joe Eady email found in 2026.
What is Joe Eady phone number?
Joe Eady phone number is +19047358517 and +16019067203.
How to contact Joe Eady?
To contact Joe Eady send an email to [email protected] or [email protected]. If you want to call Joe Eady try calling on +19047358517 and +16019067203. (updated on October 24, 2024)
What is Joe Eady net worth?
Joe Eady has an estimated net worth of $75,000 to $99,999
What company does Joe Eady work for?
Joe Eady works for StoneX Group Inc.
What is Joe Eady's role at StoneX Group Inc.?
Joe Eady is Vice President Compliance
What industry does Joe Eady work in?
Joe Eady works in the Financial Services industry.
Joe Eady Email Addresses
Joe Eady Phone Numbers
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