Jennifer Recker
Executive Director, Head of Risk for Operating Head Americas at UBS | New York City Metropolitan Area
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Jennifer Recker serves as an Executive Director in Operations at UBS, where she leverages her extensive expertise in risk management to enhance compliance and operational integrity within the wealth management broker-dealer sector. With a proven track record in identifying and resolving financial and operational weaknesses, Jennifer leads a dedicated team focused on mitigating compliance risks and ensuring adherence to regulatory standards. Her strategic vision is instrumental in developing innovative technology solutions that transform business processes, enabling UBS to navigate the complexities of financial regulation and securities compliance effectively.
Currently, Jennifer is spearheading key projects aimed at evaluating and reinforcing operational controls across multiple functions. By conducting thorough assessments of existing processes, she identifies regulatory control gaps and implements robust remediation strategies. Her collaborative approach fosters cross-functional teamwork, driving best practices that not only enhance compliance but also elevate quality standards throughout the organization.
Jennifer's proficiency in regulatory compliance, coupled with her skills in business process improvement and cross-functional problem-solving, positions her as a pivotal leader in the financial services industry. Her ability to communicate complex regulatory requirements through public speaking and training initiatives empowers her team and stakeholders alike, ensuring a culture of compliance and excellence. As she continues to navigate the evolving landscape of financial regulation, Jennifer remains committed to delivering innovative solutions that safeguard UBS’s operational integrity and bolster its reputation as a leader in wealth management.
Executive Director, Head of Risk for Operating Head Americas at UBS in July 2023 to Present
Executive Director | Operations at UBS in June 2020 to June 2023
Examination Director | Member Supervision | Risk Oversight and Operations Regulation at Financial Industry Regulatory Authority (FINRA) in January 2009 to January 2020
Examination Manager | Member Supervision | Risk Oversight and Operations Regulation at Financial Industry Regulatory Authority (FINRA) in July 2007 to January 2009
Examiner | Various Roles at NYSE in July 2001 to July 2007
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Regulatory Reporting
Securities Regulation
Broker-Dealer
Auditing
Risk Management
Broker-Dealer Operations
FINRA
Management
Project Management
Financial Regulation
Cross-functional Team Leadership
Accounting
Credit Risk
Market Risk
Risk Assessment
Liquidity Risk
Technology Governance
Cybersecurity
Internal Audit
IT Audit
Trading
Regulatory Compliance
Financial Risk
Cross-functional Problem Solving
Operational Risk Management
Financial Risk Management
Business Continuity Planning
Problem Solving
Capital Markets
investments
Generally Accepted Accounting Principles (GAAP)
securities regulation
Securities Lending
Securities Exchange Act of 1934
Government Securities
Risk Governance
Microsoft Office
Leadership
Training
Team Leadership
Public Speaking
Professional Communication
Presentation Skills
SEC
Equities
Direct Market Access
Data Analysis
Coaching & Mentoring
Diversity & Inclusion
Strategic Planning
Business Process Improvement
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Discover more about UBSWhat is Jennifer Recker email address?
Email Jennifer Recker at [email protected]. This email is the most updated Jennifer Recker email found in 2026.
What is Jennifer Recker phone number?
Jennifer Recker phone number is +17325390083.
How to contact Jennifer Recker?
To contact Jennifer Recker send an email to [email protected]. If you want to call Jennifer Recker try calling on +17325390083. (updated on November 05, 2024)
What company does Jennifer Recker work for?
Jennifer Recker works for UBS
What is Jennifer Recker's role at UBS?
Jennifer Recker is Executive Director, Head of Risk for Operating Head Americas
What industry does Jennifer Recker work in?
Jennifer Recker works in the Financial Services industry.
Jennifer Recker Email Addresses
Jennifer Recker Phone Numbers
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