James Oates
Project Manager-Consultant at HB CAPITAL LLC | Yonkers, New York, United States
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Project Manager-Consultant at HB CAPITAL LLC in September 2014 to Present
Senior Consultant at Broadridge Advisor Solutions in March 2015 to Present
BUSINESS ANALYST at ROYAL BANK OF CANADA (RBC)/LINIUM RESOURCES in February 2014 to September 2014
Business Analyst-Conversion Consultant at Broadridge Financial Solutions in July 2012 to September 2013
Operations Manager at Hold Brothers in October 2006 to July 2012
Business Analyst at FITS-INC in September 2004 to April 2006
Manager-Operations at Refco in January 2002 to January 2004
Operations Manager at AB Watley/Intergeated Clearing Soloutions in September 2000 to February 2002
Margin Manager at Republic New York Securities Corp. in November 1992 to May 1999
Conversion Rep at Broadridge in January 1987 to January 1992
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Newtown High School, January 1977 to January 1980
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Equities
Trading Systems
Series 7
Series 24
Series 63
Options
Securities
Financial Services
Settlement
Equity Trading
FINRA
Prime Brokerage
Trading
Electronic Trading
AML
OFAC
Business Analysis
Executive Management
Stocks
Back Office
Derivatives
Risk Management
Middle Office
Bonds
Mutual Funds
Fixed Income
FX Options
Corporate Actions
Hedge Funds
Capital Markets
Anti Money Laundering
Business Requirements
Leadership
KYC
Business Process Improvement
Team Building
Operational Risk Management
Account Reconciliation
Strategy
Investment Strategies
People Management
Operational Risk
Analytical Skills
Back Office Operations
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What is James Oates email address?
Email James Oates at [email protected]. This email is the most updated James Oates's email found in 2026.
How to contact James Oates?
To contact James Oates send an email to [email protected].
What company does James Oates work for?
James Oates works for HB CAPITAL LLC
What is James Oates's role at HB CAPITAL LLC?
James Oates is Project Manager-Consultant
What is James Oates's Phone Number?
James Oates's phone (212) ***-*138
What industry does James Oates work in?
James Oates works in the Financial Services industry.
James Oates Email Addresses
James Oates Phone Numbers
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