James Hartmann
Compliance Consultant at Kroll | New York City Metropolitan Area
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Compliance Consultant at Kroll in March 2024 to Present
Independent Consultant at Hired gun for large, third-party consulting firms and some of my own originated engagements in March 2020 to March 2024
CCO Private Credit RIA and Broker-Dealer at Arena Investors, LP & Arena Financial Services, LLC in September 2015 to February 2020
CCO Liquid Credit at Prudential Investment Management in November 2010 to September 2015
Compliance Consultant at Wolters Kluwer - Financial Services Solutions in October 2009 to October 2010
CCO Multi-Strat Equity & Credit at UBS in June 2005 to August 2009
Director, Regulatory Compliance Consulting at E&Y and PwC in January 2001 to January 2005
COO/CCO Early-Stage VC at Zero Gravity Venture Partners in January 1998 to January 2001
VP Operations and Compliance at Summit Capital Partners in January 1997 to January 1998
Mutual Fund, Broker-dealer, and Insurance Product Compliance at Prudential Financial, Inc in January 1994 to January 1997
Registered Investment Company Product Specialist at US Securities and Exchange Commission in January 1990 to January 1994
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Hedge Funds
Mutual Funds
Private Equity
Venture Capital
Securities Regulation
Alternative Investments
Securities
Due Diligence
SEC
AML
Asset Management
Investments
Financial Services
Portfolio Management
Mergers & Acquisitions
FINRA
Trading
Fund Of Funds
Series 7
Fixed Income
Finance
Prime Brokerage
Structured Products
Series 24
Capital Markets
Anti Money Laundering
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Discover more about KrollWhat is James Hartmann email address?
Email James Hartmann at [email protected] and [email protected]. This email is the most updated James Hartmann's email found in 2026.
How to contact James Hartmann?
To contact James Hartmann send an email to [email protected] or [email protected].
What company does James Hartmann work for?
James Hartmann works for Kroll
What is James Hartmann's role at Kroll?
James Hartmann is Compliance Consultant
What is James Hartmann's Phone Number?
James Hartmann's phone (212) ***-*252
What industry does James Hartmann work in?
James Hartmann works in the Investment Management industry.
James Hartmann Email Addresses
James Hartmann Phone Numbers
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