Iris Stonebarger
VP, Lead Compliance Officer at Wells Fargo | San Francisco, California, United States
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Iris Stonebarger serves as the Vice President and Lead Compliance Officer at Wells Fargo, where she leverages over 20 years of extensive experience in the Compliance and Regulatory industry. In her current role, Iris is instrumental in managing the Governance functions for the Corporate Investment Banking Compliance within the Global Surveillance Team. Her keen oversight ensures that all desktop procedures are meticulously maintained, updated, and tracked, which is crucial for maintaining compliance with industry regulations and internal policies.
Iris's expertise in trade surveillance and risk management is complemented by her ability to identify trends that may indicate potential compliance issues. She plays a pivotal role in facilitating surveillance operational oversight meetings, where she collaborates with her team of Compliance Analysts and contractors to discuss findings, address challenges, and implement strategies that enhance compliance effectiveness. Her strong analytical skills enable her to monitor transactions across various accounts, ensuring they align with regulatory standards and internal governance frameworks.
In addition to her daily responsibilities, Iris actively participates in regulatory projects and audit requests, demonstrating her commitment to maintaining a robust compliance culture within the organization. Her professional qualifications, including FINRA Series 7 and Series 63 licenses, further underscore her deep understanding of the financial landscape. With a proven track record in banking, broker-dealer operations, and business development, Iris Stonebarger exemplifies leadership in compliance management, driving initiatives that not only safeguard the institution but also foster a culture of integrity and accountability.
VP, Lead Compliance Officer at Wells Fargo in May 2023 to Present
VP, Lead Compliance Officer at Wells Fargo in August 2017 to May 2023
AVP, Compliance Consultant at Wells Fargo in December 2014 to August 2017
Sr. Team Manager at Charles Schwab in February 2014 to November 2014
Team Manager at Charles Schwab in November 2011 to February 2014
Compliance Manager at Wells Fargo Advisors in September 2003 to November 2011
Surveillance Analyst at J.P. Morgan in August 2000 to August 2003
Senior Compliance Analyst at Bank of America in September 1997 to August 2000
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U.S. Office of Foreign Assets Control (OFAC)
PEP
Trade Surveillance
Legal Compliance
Securities Registration
Anti-Money Laundering
Foreign Exchange Risk Management
Foreign exchange
Regulatory Compliance
Compliance Management
Governance, Risk Management, and Compliance (GRC)
Identifying Trends
Management
Securities
FINRA
Policy
Licensing
Series 7
Series 63
Mutual Funds
Financial Services
Risk Management
Wealth Management
Banking
Finance
Financial Risk
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Discover more about Wells FargoWhat is Iris Stonebarger email address?
Email Iris Stonebarger at [email protected]. This email is the most updated Iris Stonebarger email found in 2026.
How to contact Iris Stonebarger?
To contact Iris Stonebarger send an email to [email protected]. (updated on October 29, 2024)
What company does Iris Stonebarger work for?
Iris Stonebarger works for Wells Fargo
What is Iris Stonebarger's role at Wells Fargo?
Iris Stonebarger is VP, Lead Compliance Officer
What is Iris Stonebarger's Phone Number?
Iris Stonebarger's phone (213) ***-*258
What industry does Iris Stonebarger work in?
Iris Stonebarger works in the Financial Services industry.
Iris Stonebarger Email Addresses
Iris Stonebarger Phone Numbers
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