Hayley Nelson

Q: What is Hayley Nelson email address?

Email Hayley Nelson at hnelson@ncacompliance.com. This email is the most updated Hayley Nelson email found in 2026.

Q: How to contact Hayley Nelson?

To contact Hayley Nelson send an email to hnelson@ncacompliance.com.

President and Principal Consultant at NCA Compliance, Inc. | Seattle, Washington, United States

About Hayley Nelson

As President and Principal Consultant at NCA Compliance, Inc., Hayley Nelson leverages her extensive 20 years of regulatory and industry experience to provide unparalleled compliance solutions for investment advisors, investment companies, mutual funds, and private funds across the nation. With a solid foundation built during her five years as a securities compliance examiner at the U.S. Securities and Exchange Commission, Ms. Nelson has conducted over 50 examinations of various financial entities, including investment advisors and hedge funds. Her leadership in these examinations has led to significant findings, with over 20% resulting in actionable compliance improvements.

At NCA Compliance, Ms. Nelson spearheads key projects aimed at enhancing compliance programs through a comprehensive suite of services. These include mock audits, forensic testing, and CCO outsourcing, all designed to identify potential gaps and fortify regulatory adherence. Her expertise in the Investment Company Act and Investment Advisers Act positions her as a trusted advisor in navigating complex regulatory guidelines. Additionally, she offers specialized support in advisor registration and marketing and advertising reviews, ensuring that her clients not only meet compliance standards but also thrive in a competitive marketplace.

Ms. Nelson's proficiency in alternative investments and asset management further enriches her consulting capabilities, making her a sought-after expert in the field. By combining her regulatory knowledge with practical industry insights, she empowers her clients to establish, strengthen, and improve their compliance frameworks, ultimately fostering a culture of integrity and accountability within the financial services sector.

Hayley Nelson Work