George Piland
Director of Trading Compliance at Canaccord Genuity- Global Capital Markets | Warren, New Jersey, United States
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Director of Trading Compliance at Canaccord Genuity- Global Capital Markets in November 2021 to Present
VP at Citi in August 2019 to November 2021
Lead Consultant at ICICI Bank in September 2018 to December 2018
Senior Consultant at ICICI Bank in September 2018 to December 2018
AVP Senior Analyst Financial Crime Compliance at Barclays in April 2016 to June 2018
Compliance Trade/Electronic Communication Surveillance Analyst( Contractor) at Barclays in March 2015 to March 2016
Vice President at JP Morgan in June 2008 to September 2014
Associate Director at Bear Stearns in June 2006 to June 2008
Director Of Operations at Broadridge Financial Solutions in January 2005 to March 2006
Principal, Broker Dealer Division at Bank of America in June 1998 to January 2005
v.p. at Morgan Stanley Correspondent Clearing in November 1992 to June 1998
Vice President at Morgan Stanley in January 1992 to January 1998
associate at Bear Stearns in January 1980 to January 1992
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Dominican College of Blauvelt, Bachelor of Science (BS), January 1989 to January 1993
Bishop Ford HS, High School
St. Anselm
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Regulatory Requirements
Compliance Monitoring
Teamwork
Financial Advisory
Compliance Advisory
Insider Trading Regulations
Regulatory Compliance
Problem Solving
Export Control Compliance
Organization Skills
Conflict Resolution
Compliance Regulations
Critical Thinking
Operational Risk
Business Development
Negotiation
NYSE
Fixed Income Trading
Market Abuse Regulations
Market Knowledge
Investment Advisers Act
Supervisory Skills
Legal Compliance
Brokerage
Surveillance
Equities
Fixed Income
Securities
Financial Services
Options
FINRA Series, 7, 63, 55, 65, 4, 24, 9,10
Trading Systems
Capital Markets
Hedge Funds
Trading
Derivatives
Electronic Trading
Series 7
Bloomberg
Investment Banking
Asset Management
Financial Markets
Series 63
FINRA
Equity Trading
Investments
Equity Derivatives
Series 24
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Discover more about Canaccord Genuity- Global Capital MarketsWhat is George Piland email address?
Email George Piland at [email protected] and [email protected]. This email is the most updated George Piland's email found in 2026.
What is George Piland phone number?
George Piland phone number is 908-229-6646.
How to contact George Piland?
To contact George Piland send an email to [email protected] or [email protected]. If you want to call George Piland try calling on 908-229-6646.
What company does George Piland work for?
George Piland works for Canaccord Genuity- Global Capital Markets
What is George Piland's role at Canaccord Genuity- Global Capital Markets?
George Piland is Director of Trading Compliance
What industry does George Piland work in?
George Piland works in the Financial Services industry.
George Piland Email Addresses
George Piland Phone Numbers
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