Eric Below
Director at ACA Group | Greater Milwaukee
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Eric Below serves as a Senior Principal Consultant at ACA Group, where he leverages his extensive expertise in compliance and regulatory frameworks to lead teams in the meticulous review of registered fund marketing materials. With licenses in Series 7, 63, 24, and 4, Eric is well-versed in the intricacies of financial regulations set forth by FINRA and the SEC, ensuring that all marketing communications adhere to the highest standards of compliance. His role is pivotal in safeguarding the integrity of mutual funds and trading operations, as he provides strategic oversight and guidance to clients navigating the complex landscape of financial regulations.
At ACA Group, Eric spearheads key projects that involve comprehensive risk management assessments and the development of compliance strategies tailored to the unique needs of each client. His proficiency in Microsoft Excel and Microsoft Office enhances his ability to analyze data and present findings in a clear, actionable manner. Eric’s commitment to customer service ensures that clients receive not only regulatory compliance but also strategic insights that can drive their business forward. His background in accounting and finance further enriches his approach, allowing him to integrate financial analysis with compliance strategies effectively.
With a focus on continuous improvement, Eric is dedicated to fostering a culture of compliance within organizations, helping them to not only meet regulatory requirements but also to enhance their overall operational efficiency. His strategic planning skills enable him to anticipate regulatory changes and prepare clients to adapt proactively, solidifying his reputation as a trusted advisor in the financial services industry.
Director at ACA Group in April 2025 to Present
Senior Principal Consultant at ACA Group in July 2018 to April 2025
Senior Regulatory Compliance Principal at ALPS, A DST Company in June 2017 to July 2018
Compliance Representative, Officer at Quasar Distributors, LLC in June 2012 to June 2017
Mutual Fund Specialist at US Bancorp Fund Services in April 2009 to June 2012
Business Development Analyst at Panoramic Corporation in November 2007 to January 2009
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Series 24
FINRA
Mutual Funds
Account Reconciliation
Business Development
Accounts Payable
Trading
Financial Analysis
Series 7
Microsoft Excel
Real Estate
Customer Service
Process Improvement
Banking
Risk Management
Accounting
Strategic Planning
Sales
Microsoft Office
Finance
Strategic Financial Planning
Insurance
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Discover more about ACA GroupWhat is Eric Below email address?
Email Eric Below at [email protected]. This email is the most updated Eric Below email found in 2026.
How to contact Eric Below?
To contact Eric Below send an email to [email protected]. (updated on October 30, 2024)
What company does Eric Below work for?
Eric Below works for ACA Group
What is Eric Below's role at ACA Group?
Eric Below is Director
What is Eric Below's Phone Number?
Eric Below's phone (**) *** *** 229
What industry does Eric Below work in?
Eric Below works in the Financial Services industry.
Eric Below Email Addresses
Eric Below Phone Numbers
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