Dominic Daly
EMEA Head of Compliance Monitoring & Testing - Executive Director at Morgan Stanley | United Kingdom
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Dominic Daly serves as the EMEA Head of Compliance Monitoring & Testing at Morgan Stanley, where he plays a pivotal role in ensuring that the organization adheres to stringent regulatory standards across various business units. As an Executive Director and FCA Certified Person in a Significant Management Function, Dominic is integral to the EMEA Non-Financial Risk Management Leadership Team, where he leverages his extensive experience in risk, controls, and compliance to drive strategic initiatives. His expertise encompasses a broad spectrum of areas, including Sales and Trading, Investment Management, Investment Banking, Global Capital Markets, and Wealth Management, with a particular focus on enhancing the Compliance Monitoring Programme.
Dominic's leadership is characterized by a collaborative approach, fostering teamwork and engagement among diverse groups to deliver impactful projects. His proficiency in change management and operational risk management has been instrumental in navigating the complexities of the financial landscape, particularly in a post-regulatory environment that demands heightened vigilance. He is adept at problem-solving and business control risk, utilizing methodologies such as PRINCE2 to ensure that compliance frameworks are not only robust but also adaptable to evolving market conditions.
Key projects under Dominic's stewardship include the global lead for the Non-Financial Risk Compliance Monitoring Programme, where he has successfully implemented innovative monitoring and testing strategies that enhance the organization's risk posture. His military background further enriches his skill set, instilling a disciplined approach to time management and team building that resonates throughout his work. Through his commitment to excellence, Dominic continues to position Morgan Stanley as a leader in compliance and risk management within the EMEA region.
EMEA Head of Compliance Monitoring & Testing - Executive Director at Morgan Stanley in August 2020 to Present
Global Head of Non-Financial Risk (NFR) Monitoring Strategy & Operations & EMEA Head of NFR M&T at Morgan Stanley in February 2025 to Present
Compliance Testing Officer at Morgan Stanley in December 2018 to August 2020
Risk & Control Manager at Deutsche Bank in November 2015 to December 2018
Business Manager at Deutsche Bank in June 2014 to November 2015
Senior Consultant at Deloitte in March 2012 to June 2014
Pilot at Royal Air Force in September 2006 to April 2012
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Military
Time Management
Change Management
Team Building
PRINCE2
Problem Solving
MOD
Risk Management
Operational Risk Management
Business control risk
Finance
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Discover more about Morgan StanleyWhat is Dominic Daly email address?
Email Dominic Daly at [email protected]. This email is the most updated Dominic Daly email found in 2026.
How to contact Dominic Daly?
To contact Dominic Daly send an email to [email protected].
What company does Dominic Daly work for?
Dominic Daly works for Morgan Stanley
What is Dominic Daly's role at Morgan Stanley?
Dominic Daly is EMEA Head of Compliance Monitoring & Testing - Executive Director
What is Dominic Daly's Phone Number?
Dominic Daly's phone +44 ** **** *175
What industry does Dominic Daly work in?
Dominic Daly works in the Financial Services industry.
Dominic Daly Email Addresses
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