Domenick Mango

Q: What is Domenick Mango email address?

Email Domenick Mango at domenickdimango@yahoo.com. This email is the most updated Domenick Mango email found in 2026.

Q: How to contact Domenick Mango?

To contact Domenick Mango send an email to domenickdimango@yahoo.com. If you want to call Domenick Mango try calling on +15166624270 and +12032467367. (updated on October 29, 2024)

CEO & Chief Compliance Officer at Hapi Securities LLC | New York City Metropolitan Area

About Domenick Mango

Domenick Mango serves as the outsourced CEO and Chief Compliance Officer at Hapi Securities LLC, where he leverages his extensive experience in the financial services industry to navigate the complex regulatory landscape of a FINRA member broker/dealer. In his role, Domenick is responsible for overseeing the firm's business activities in strict adherence to SEC rules and FINRA regulations, ensuring that compliance is woven into the fabric of the organization. His expertise in managing and updating the Written Supervisory Procedures (WSPs) is crucial for maintaining operational integrity and safeguarding the firm against regulatory risks.

Domenick's proactive approach to compliance management includes the meticulous review of correspondence, emails, instant messages, and other communications, ensuring that all interactions align with industry standards and best practices. His previous experience as an Operations Manager for a self-clearing broker/dealer has equipped him with a comprehensive understanding of the operational and financial dynamics that underpin successful trading environments. This background allows him to implement robust policies and procedures that not only meet regulatory requirements but also enhance the firm's operational efficiency.

A key focus of Domenick's current projects involves the continuous improvement of compliance frameworks, particularly in areas such as anti-money laundering (AML) and Dodd-Frank regulations. His adeptness in project management and securities regulation positions him as a pivotal figure in driving the firm's strategic initiatives forward. With all relevant FINRA licenses and a deep understanding of equities and trading, Domenick Mango exemplifies leadership in compliance and operational excellence, ensuring that Hapi Securities LLC remains at the forefront of the financial services industry.

Domenick Mango Work

CEO & Chief Compliance Officer at Hapi Securities LLC in January 2022 to Present

Chief Compliance Officer (CCO) and Financial Operation Officer (FinOp) at Jeffrey Matthews Financial Group in September 2021 to January 2022

Chief Compliance Officer at Planner Securities LLC in April 2018 to September 2021

Domenick Mango Skills

Compliance

AML/OFAC

Director of Operations

Frequently Asked Questions about Domenick Mango

What is Domenick Mango email address?

Email Domenick Mango at [email protected]. This email is the most updated Domenick Mango email found in 2026.

What is Domenick Mango phone number?

Domenick Mango phone number is +15166624270 and +12032467367.

How to contact Domenick Mango?

To contact Domenick Mango send an email to [email protected]. If you want to call Domenick Mango try calling on +15166624270 and +12032467367. (updated on October 29, 2024)