Deborah Pransky
President and Owner at The Pransky Financial Group, Inc. | Peabody, Massachusetts, United States
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Deborah Pransky, as President and Owner of The Pransky Financial Group, Inc., brings a wealth of expertise and a robust skill set to the financial services industry. With a strong focus on compliance and operational consulting, Deborah specializes in critical areas such as clearing firm operations, anti-money laundering (AML) compliance, and forensic investigations. Her comprehensive understanding of net capital and reserve computations positions her as a trusted advisor for firms navigating the complexities of regulatory requirements.
At The Pransky Financial Group, Deborah leads key projects aimed at enhancing compliance frameworks for broker-dealers. She is instrumental in preparing and submitting FINRA new member applications and continuance in membership applications, ensuring that her clients meet all necessary regulatory standards. Her expertise in conducting supervisory control reviews and branch office reviews allows her to identify potential risks and implement effective strategies to mitigate them.
Deborah is also dedicated to fostering a culture of compliance through her development and delivery of continuing education training programs, including AML training and the Firm Element Training. Her meticulous attention to detail and strong communication skills enable her to effectively engage with clients, ensuring they are well-informed and equipped to navigate the evolving regulatory landscape.
With a deep understanding of corporate trust and mutual fund transfer agent operations, Deborah Pransky is a vital resource for financial institutions seeking to enhance their operational efficiency while maintaining strict adherence to compliance standards. Her commitment to excellence and her proactive approach to regulatory risk assessment make her a leader in the field, helping firms not only to comply but to thrive in a competitive environment.
President and Owner at The Pransky Financial Group, Inc. in March 2011 to Present
Senior Consultant at NRS in September 2005 to March 2011
Investigator Specialist at Financial Industry Regulatory Authority in February 1992 to September 2005
Assistant Vice President and Consultant at Various broker-dealers, banks and transfer agents in January 1973 to January 1991
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Federal & State Regulations
Administrative Investigations
Solid Professional Standards
Requirements Analysis
Risk Analysis
Investigation
Financial Audits
Interpersonal Skills
English
Presentations
Easily Adaptable
Confidentiality
Analyze Information
Gap Analysis
Critical Thinking
Financial Reporting
Financial Accounting
Test Procedures
Interpersonal Communication
Internal Audits
Compliance Testing
Risk Control
Communication
Contractual Obligations
Customer Service
Written Communication
Attention to Detail
Problem Solving
Policies & Procedures
Consulting
Analytical Skills
AML
Compliance
Mutual Funds
SEC Reporting
FINRA Reporting
Back Office
Bank Custody & Trust Operations
Risk Management
Securities
Series 7
Finance
FINRA
Financial Services
SEC filings
SEC
Financial Risk
Equities
Hedge Funds
Options
Financial Markets
Alternative Investments
Anti Money Laundering
Investments
Asset Management
Forensic Analysis
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What is Deborah Pransky email address?
Email Deborah Pransky at [email protected] and [email protected]. This email is the most updated Deborah Pransky email found in 2026.
What is Deborah Pransky phone number?
Deborah Pransky phone number is +16172579568 and +19785354407.
How to contact Deborah Pransky?
To contact Deborah Pransky send an email to [email protected] or [email protected]. If you want to call Deborah Pransky try calling on +16172579568 and +19785354407. (updated on November 04, 2024)
What company does Deborah Pransky work for?
Deborah Pransky works for The Pransky Financial Group, Inc.
What is Deborah Pransky's role at The Pransky Financial Group, Inc.?
Deborah Pransky is President and Owner
Deborah Pransky Email Addresses
Deborah Pransky Phone Numbers
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