David Livingston
Director of Compliance at American Century Investments | Kansas City, Missouri, United States
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David Livingston serves as the Director of Compliance at American Century Investments, where he leverages his extensive experience in the investment management industry to ensure adherence to regulatory standards and best practices. With a robust background in Broker-Dealer Compliance and Advertising Compliance, David plays a pivotal role in safeguarding the integrity of the firm’s operations. His expertise encompasses a wide array of compliance areas, including Marketing Compliance review and Customer Relationship Management, which are essential for maintaining trust and transparency with clients.
In his current role, David is actively involved in key projects aimed at enhancing compliance frameworks and streamlining processes to meet evolving regulatory requirements. His strategic approach to compliance not only mitigates risks but also supports the firm’s growth objectives by fostering a culture of compliance across all levels of the organization. David’s proficiency in asset allocation and retirement planning, combined with his certifications—including Series 24, Series 51, and Series 7—enables him to provide valuable insights that align compliance initiatives with business goals.
David’s strong communication skills are instrumental in his ability to educate and guide teams on compliance matters, ensuring that all stakeholders are well-informed and engaged. His commitment to GIPS compliance further underscores his dedication to maintaining high standards of performance reporting and transparency. As a seasoned compliance professional with a Bachelor's Degree in Communications, David Livingston is not only a guardian of regulatory adherence but also a strategic partner in driving American Century Investments' mission forward.
Director of Compliance at American Century Investments in February 2019 to Present
Senior Compliance Manager at American Century Investments in January 2018 to November 2020
Compliance Manager, Senior - Marketing at American Century Investments in February 2012 to January 2018
Senior Marketing Compliance Consultant at American Century Investments in April 2011 to February 2012
Vice President, Team Lead - Compliance and Quality Review at J.P. Morgan Retirement Plan Services in February 2010 to May 2011
Vice President, Communications Program Manager at J.P. Morgan Retirement Plan Services in January 1999 to August 2010
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Strategic Communications
FINRA
Asset Allocation
Series 6
Financial Services
401k
Series 24
Retirement Planning
Retirement
Mutual Funds
Series 7
Marketing Communications
Series 63
Series 26
Series 51
Customer Relations
Client Services
Retirement Plans
Retirement Services
529 Plans
GIPS Compliance
401(k) Retirement Savings Plans
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Discover more about American Century InvestmentsWhat is David Livingston email address?
Email David Livingston at [email protected] and [email protected]. This email is the most updated David Livingston email found in 2026.
What is David Livingston phone number?
David Livingston phone number is +19134885126 and +18163409019.
How to contact David Livingston?
To contact David Livingston send an email to [email protected] or [email protected]. If you want to call David Livingston try calling on +19134885126 and +18163409019. (updated on October 31, 2024)
What company does David Livingston work for?
David Livingston works for American Century Investments
What is David Livingston's role at American Century Investments?
David Livingston is Director of Compliance
What industry does David Livingston work in?
David Livingston works in the Financial Services industry.
David Livingston Email Addresses
David Livingston Phone Numbers
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