David Garner
Director and Branch Control Officer at Oppenheimer & Co. Inc. | Orange County, California, United States
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David Garner serves as the Trading Supervisor and Markets Principal at Centaurus Financial, Inc.®, where he plays a pivotal role in overseeing all trading desk activities, including equities, options, mutual funds, and fixed income. With a strategic mindset and a keen eye for detail, David champions compliance across trades executed on major platforms such as Pershing, TD Ameritrade, and Charles Schwab. His expertise in wealth management and financial planning allows him to navigate complex market dynamics, ensuring that all trading operations align with regulatory standards set forth by FINRA and the SEC.
In his current role, David is not only responsible for the execution of trades but also for analyzing operational and fiscal performance trends. He identifies corrective actions and constructs growth agendas that drive profitability while simultaneously reducing operational expenses. His ability to implement innovative solutions in high-growth situations has positioned him as a trusted leader in the organization. David's cross-functional leadership skills enable him to collaborate effectively with various departments, ensuring that the trading desk operates seamlessly and efficiently.
Key projects under David's supervision include the development of streamlined budgeting processes and the implementation of advanced technology solutions that enhance trading operations. His commitment to continuous improvement and operational excellence has fostered a culture of compliance and accountability within the trading team. As a result, David not only contributes to the company’s bottom line but also cultivates an environment where strategic insights and proactive decision-making thrive, ultimately benefiting clients and stakeholders alike.
Director and Branch Control Officer at Oppenheimer & Co. Inc. in October 2024 to Present
Trading Supervisor / Markets Principal at Centaurus Financial, Inc.® in August 2010 to August 2024
Trade Principal II at WaMu Investments, Inc. in August 2006 to May 2009
Fixed Income Trading Assistant at Bel Air Investment Advisors LLC in January 2004 to August 2006
Investor Center Customer Service Representative at Fidelity Investments in April 2000 to January 2004
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Securities
Mutual Funds
Equities
Portfolio Management
Finance
Fixed Income
Trading
Bonds
Investments
Wealth Management
Financial Planning
Retirement Planning
Investment Advisory
Asset Allocation
Asset Management
Risk Management
Options
Business Process Re-engineering
Change Management
Risk Mitigation
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Discover more about Oppenheimer & Co. Inc.What is David Garner email address?
Email David Garner at [email protected]. This email is the most updated David Garner email found in 2026.
What is David Garner phone number?
David Garner phone number is +15094400987 and +17145955321.
How to contact David Garner?
To contact David Garner send an email to [email protected]. If you want to call David Garner try calling on +15094400987 and +17145955321. (updated on October 30, 2024)
What is David Garner net worth?
David Garner has an estimated net worth of $750,000 to $999,999
What company does David Garner work for?
David Garner works for Oppenheimer & Co. Inc.
What is David Garner's role at Oppenheimer & Co. Inc.?
David Garner is Director and Branch Control Officer
What industry does David Garner work in?
David Garner works in the Financial Services industry.
David Garner Email Addresses
David Garner Phone Numbers
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