David Fusco
Vice President and Chief Compliance Officer - Virtus Investment Advisers; and Virtus Fund Advisers at Virtus Investment Partners | Greater Boston
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David Fusco serves as the Vice President and Chief Compliance Officer for Virtus Investment Advisers and Virtus Fund Advisers, where he leverages over 35 years of executive leadership experience in the financial services industry. His extensive background is underscored by his credentials as a Certified Public Accountant and a Fellow of the American Board of Forensic Accounting, positioning him as a trusted authority in compliance and regulatory matters. In his current role, David is instrumental in managing the development and implementation of enterprise-wide compliance programs that ensure adherence to regulatory standards across a complex multi-boutique organization with approximately $170 billion in assets under management.
David's expertise encompasses a broad spectrum of financial services, including oversight of affiliated and unaffiliated sub-advisers and fund service providers. His leadership is pivotal in navigating the intricate landscape of compliance within the investment management sector, where he ensures that Virtus Investment Partners maintains the highest standards of integrity and operational excellence. His strategic vision and technical advisory skills enable him to effectively address the challenges posed by evolving regulations and market dynamics.
Key projects under David's stewardship include the enhancement of compliance frameworks that integrate risk management practices and foster a culture of compliance throughout the organization. His commitment to continuous improvement and education is reflected in his ability to provide classroom instruction and tutoring on compliance-related topics, empowering colleagues and stakeholders alike. With a robust skill set that includes portfolio management, derivatives, and financial markets, David Fusco is a vital leader at Virtus Investment Partners, driving initiatives that not only safeguard the firm’s reputation but also enhance its competitive edge in the financial services landscape.
Vice President and Chief Compliance Officer - Virtus Investment Advisers; and Virtus Fund Advisers at Virtus Investment Partners in April 2007 to September 2024
Director, Regulatory Compliance Assurance Program at The Hartford Insurance Group in January 2005 to January 2007
Regulatory Consultant - Financial and Market Conduct Examiner at Risk & Regulatory Consulting LLC in January 2003 to January 2005
Assistant Vice President & Division Chief Compliance Officer at MassMutual Financial Group in January 1992 to December 2003
Adjunct Professor - Finance, Accounting, and Enterprise-Wide Risk Management at Rensselaer Polytechnic Institute - The Lally School of Management and Technology in January 1999 to January 2002
Audit / Assurance and Tax Practice at UHY LLP, Certified Public Accountants in January 1991 to January 1992
Audit / Assurance Practice and Financial Consulting at Arthur Andersen & Co. in January 1986 to January 1991
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Global Compliance
Microsoft Office
Microsoft Excel
Leadership
Communication
Teamwork
Problem Solving
People Management
Decision-Making
Business Planning
Data Analysis
Corporate Finance
Investment Strategies
Financial Forecasting
Financial Risk Management
Financial Audits
Real Estate Due Diligence
Commercial Real Estate Analysis
Bond Markets
Insurance Policies
Finance
Compliance Assurance
Equity Valuation
Privacy Compliance
Operational Due Diligence
Product Compliance
Federal & State Regulatory Compliance
Certified Financial Planner
Business Strategy
Executive Financial Management
Business Management
Financial Reporting
Lean Process Improvement
Operational Audits
Insurance
Compilation Of Financial Statements
Global Regulatory Compliance
Internal & External Investigations
Financial Services
Financial Advisory
Equity Trading
Investment Management
Attention to Detail
Technical Advisory
Regulatory Risk
Program Evaluation
Investment Company Act
Investment Advisers Act
High Pressure
Global Asset Management
Financial Consulting
Accounting
Financial Management
Classroom Instruction
Tutoring
Broker-Dealer Compliance
Life Insurance and Annuities
Regulatory Compliance
Governance, Risk Management, and Compliance (GRC)
Compliance Management
Mutual Fund Compliance
Mortgage Lending
Commercial Real Estate
Life Insurance
Compliance
Mutual Funds
Investment Advisory
Investments
Asset Management
Risk Assessment
Corporate Governance
Operational Risk Management
Due Diligence
Series 7
Series 24
Portfolio Management
Valuation
Brokerage
Audit
Internal Audit
Financial Control
Internal Controls
Enterprise Risk Management
Risk Management
Risk Mitigation
Equities
Fixed Income
Alternative Investments
Derivatives
Strategic Thinking
Business Reorganizations
Financial Analysis
Financial Markets
Training & Development
Asset Managment
Securities Regulation
FINRA
Hedge Funds
Auditing
Trading
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Discover more about Virtus Investment PartnersWhat is David Fusco email address?
Email David Fusco at [email protected] and [email protected]. This email is the most updated David Fusco email found in 2026.
What is David Fusco phone number?
David Fusco phone number is +12035105035.
How to contact David Fusco?
To contact David Fusco send an email to [email protected] or [email protected]. If you want to call David Fusco try calling on +12035105035.
What is David Fusco net worth?
David Fusco has an estimated net worth of $150,000 to $249,999
What company does David Fusco work for?
David Fusco works for Virtus Investment Partners
What is David Fusco's role at Virtus Investment Partners?
David Fusco is Vice President and Chief Compliance Officer - Virtus Investment Advisers; and Virtus Fund Advisers
What industry does David Fusco work in?
David Fusco works in the It Services And It Consulting industry.
David Fusco Email Addresses
David Fusco Phone Numbers
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