David Freniere
Partner at Freniere Law Group PLLC | Wellesley, Massachusetts, United States
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David Freniere is a seasoned attorney with over 30 years of experience in business development and registered investment advisory (RIA) law, currently serving as a Partner at Freniere Law Group PLLC. Located in Wellesley, Massachusetts, David has built a robust practice specializing in regulatory defense and financial services-related litigation and arbitration. His extensive expertise encompasses a wide range of areas, including securities regulation, corporate governance, and financial regulation, making him a trusted advisor for clients navigating the complexities of the financial services industry.
At Freniere Law Group, David leads key projects that focus on defending clients against regulatory actions and litigation, ensuring compliance with the ever-evolving landscape of securities laws. His proficiency in mediation and arbitration has proven invaluable in resolving disputes efficiently, allowing clients to focus on their core business operations. As a member of the Massachusetts Bar and with a deep understanding of FINRA regulations, David is adept at guiding clients through the intricacies of private placements and securities offerings, ensuring they meet all necessary legal requirements.
David's commitment to excellence and his strategic approach to legal challenges have positioned him as a thought leader in the field. He is well-versed in the nuances of corporate governance and is dedicated to helping clients implement best practices that mitigate risk and promote long-term success. With a strong foundation in litigation and regulatory compliance, David Freniere continues to be an essential resource for financial institutions and investment professionals seeking to navigate the complexities of the financial regulatory environment.
Partner at Freniere Law Group PLLC in January 2022 to Present
Partner at Markun, Zusman, Freniere & Compton LLP in April 2013 to January 2022
Founding Partner at Freniere Law Group PLLC in October 2012 to April 2013
EVP, Deputy General Counsel at LPL Financial LLC in October 1992 to September 2012
Enforcement Attorney at U.S. Securities & Exchange Commission in January 1989 to January 1992
Law Department Intern / Associate Counsel at Apollo Computer Inc. in January 1987 to January 1989
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Member of Massachusetts Bar
Series 7, 24 and 63 Securities Licenses
FINRA District Committee (past member)
SIFMA Arbitration & Mediation Committee
Martindale Hubbell AV Rating
Securities
FINRA
Securities Regulation
Arbitration
Corporate Governance
Fraud
Mediation
Series 7
SEC
Securities Litigation
Mutual Funds
Alternative Dispute Resolution
Alternative Investments
Asset Management
Broker-Dealer
Dispute Resolution
ERISA
Due Diligence
Equities
Finance
Financial Regulation
Financial Services
Internal Investigations
Investment Advisory
Licensing
Litigation
Private Placements
Series 24
Variable Annuities
Investments
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What is David Freniere email address?
Email David Freniere at [email protected] and [email protected]. This email is the most updated David Freniere email found in 2026.
What is David Freniere phone number?
David Freniere phone number is +17812374511 and +18634252870.
How to contact David Freniere?
To contact David Freniere send an email to [email protected] or [email protected]. If you want to call David Freniere try calling on +17812374511 and +18634252870. (updated on October 29, 2024)
What is David Freniere net worth?
David Freniere has an estimated net worth of $750,000 to $999,999
What company does David Freniere work for?
David Freniere works for Freniere Law Group PLLC
What is David Freniere's role at Freniere Law Group PLLC?
David Freniere is Partner
David Freniere Email Addresses
David Freniere Phone Numbers
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