Dale Richards
AML / KYC / Sanctions / Control Manager, Senior Vice President at BNY Mellon | Greater Manchester, England, United Kingdom
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Dale Richards is a seasoned Financial Services professional currently serving as a Senior Vice President and Control Manager at BNY Mellon, where he plays a pivotal role in overseeing the Anti-Money Laundering (AML), Know Your Customer (KYC), and Sanctions processes for the organization’s largest business line. With nearly a decade of experience in various management roles, Dale has honed his expertise in compliance and regulatory frameworks, ensuring that BNY Mellon adheres to the highest standards of financial integrity and risk management.
In his current role, Dale leads a dedicated team responsible for the first line of defense against financial crime, implementing robust AML checks and KYC protocols that safeguard the institution and its clients. His leadership has been instrumental in driving key projects aimed at enhancing client onboarding processes, streamlining income processing, and fortifying account management practices. Dale’s ability to communicate complex regulatory requirements effectively has fostered a culture of compliance within the organization, enabling teams to navigate the intricacies of financial regulations with confidence.
Dale’s in-depth knowledge of asset servicing and financial risk management, combined with his strong project management skills, has positioned him as a trusted advisor in the realm of compliance. He is adept at balancing operational efficiency with regulatory demands, ensuring that BNY Mellon not only meets but exceeds industry standards. As the financial landscape continues to evolve, Dale remains committed to leveraging his expertise to mitigate risks and enhance customer service, ultimately contributing to the firm’s reputation as a leader in the financial services sector.
AML / KYC / Sanctions / Control Manager, Senior Vice President at BNY Mellon in August 2021 to Present
Operations Control Lead Manager, Vice President at BNY Mellon in July 2020 to August 2021
AML / KYC Lead Manager, Vice President at BNY Mellon in July 2017 to July 2020
AML / KYC Manager, Vice President at BNY Mellon in April 2016 to July 2017
Income & Tax Manager, Associate at BNY Mellon in February 2015 to April 2016
Account Management Manager, Associate at BNY Mellon in November 2010 to February 2015
Fund Accounting Service Delivery Manager, Associate at BNY Mellon in October 2009 to November 2010
Static Data Support & Operations Supervisor at BNY Mellon in May 2007 to October 2009
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Asset Servicing
Anti Money Laundering
Know Your Customer
Client Onboarding
Income Processing
Account Management
New Account Opening
Market Opening
KYC
Financial Services
Customer Service
Banking
Financial Risk
Risk Management
Compliance
Regulatory Compliance
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Discover more about BNY MellonWhat is Dale Richards email address?
Email Dale Richards at [email protected]. This email is the most updated Dale Richards email found in 2026.
How to contact Dale Richards?
To contact Dale Richards send an email to [email protected]. (updated on October 29, 2024)
What company does Dale Richards work for?
Dale Richards works for BNY Mellon
What is Dale Richards's role at BNY Mellon?
Dale Richards is AML / KYC / Sanctions / Control Manager, Senior Vice President
What is Dale Richards's Phone Number?
Dale Richards's phone +44 ** **** *105
What industry does Dale Richards work in?
Dale Richards works in the Financial Services industry.
Dale Richards Email Addresses
Dale Richards Phone Numbers
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