Christopher Ridenour
Chief Compliance Officer at Caldwell Sutter Capital, Inc. | Daly City, California, United States
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As the Chief Compliance Officer at Caldwell Sutter Capital, Inc., Christopher Ridenour leverages his extensive expertise in broker/dealer and investment adviser compliance to ensure that the firm adheres to the highest regulatory standards while fostering a culture of integrity and transparency. His unique blend of skills in compliance and software development positions him at the forefront of integrating technology solutions that enhance operational efficiency and compliance effectiveness. Christopher is particularly focused on developing user-driven software solutions that streamline compliance processes, thereby reducing the burden on staff and improving overall productivity.
In his current role, Christopher supervises a diverse range of activities, including equities and mutual fund operations, back-office functions, and financial reporting, all while ensuring rigorous adherence to regulatory requirements. His responsibilities also encompass managing inquiries from regulators, where his deep understanding of risk management and compliance frameworks proves invaluable. By harnessing his software engineering skills, particularly in Java and SQL, Christopher is actively involved in the development of innovative compliance tools that not only meet regulatory demands but also empower the firm’s operational teams.
Key projects under his leadership include the implementation of advanced compliance monitoring systems and the development of training programs aimed at enhancing staff awareness of compliance protocols. Christopher’s commitment to marrying compliance with cutting-edge technology not only positions Caldwell Sutter Capital as a leader in the industry but also ensures that the firm remains agile in navigating the evolving regulatory landscape. His vision is to create a seamless integration of compliance and technology that ultimately drives business success while safeguarding the interests of clients and stakeholders alike.
Chief Compliance Officer at Caldwell Sutter Capital, Inc. in August 2006 to Present
Chief Financial Officer at Caldwell Sutter Capital, Inc. in August 2018 to Present
Back Office at Caldwell Sutter Capital, Inc. in April 2002 to August 2006
Mac OS X Porting Engineer at Gene Logic in November 2001 to March 2002
Back Office at Caldwell Securities, Incorporated in August 1998 to October 2001
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Software Development
Java
Software Engineering
OS X
Back Office
Risk Management
Product Management
Start-ups
SQL
Unix
Quality Assurance
Process Improvement
Linux
Equities
Mutual Funds
FINOP
Regulatory Compliance
Bookkeeping
Series 24
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Discover more about Caldwell Sutter Capital, Inc.What is Christopher Ridenour email address?
Email Christopher Ridenour at [email protected] and [email protected]. This email is the most updated Christopher Ridenour email found in 2026.
What is Christopher Ridenour phone number?
Christopher Ridenour phone number is +14047979486 and +17032833684.
How to contact Christopher Ridenour?
To contact Christopher Ridenour send an email to [email protected] or [email protected]. If you want to call Christopher Ridenour try calling on +14047979486 and +17032833684.
What is Christopher Ridenour net worth?
Christopher Ridenour has an estimated net worth of $750,000 to $999,999
What company does Christopher Ridenour work for?
Christopher Ridenour works for Caldwell Sutter Capital, Inc.
What is Christopher Ridenour's role at Caldwell Sutter Capital, Inc.?
Christopher Ridenour is Chief Compliance Officer
What industry does Christopher Ridenour work in?
Christopher Ridenour works in the Investment Management industry.
Christopher Ridenour Email Addresses
Christopher Ridenour Phone Numbers
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