Christopher Bentler
Field Supervision Director - Compliance at Edward Jones US | St Louis, Missouri, United States
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Christopher Bentler is a seasoned financial services executive with over 14 years of extensive experience in the wealth management sector, currently serving as the Field Supervision Director of Compliance at Edward Jones US. In this pivotal role, Christopher is responsible for overseeing the supervisory control functions across more than 140 branch offices in the Northeast Region. His expertise lies in ensuring adherence to stringent regulatory standards and compliance protocols, which are critical in maintaining the integrity of financial practices within the industry.
Christopher's role involves a multifaceted approach to compliance, where he not only monitors regulatory adherence but also develops and implements training programs aimed at enhancing the knowledge and skills of financial professionals. His strong interpersonal and analytical skills enable him to effectively lead cross-functional teams, fostering a culture of compliance and ethical business practices. Through his commitment to conflict management and client service, he ensures that both financial advisors and clients receive tailored investment strategies that align with their unique goals and risk tolerances.
Key projects under Christopher's leadership include the enhancement of supervisory control frameworks and the integration of advanced compliance technologies that streamline processes and improve oversight. His comprehensive understanding of the financial services landscape allows him to navigate complex regulatory environments, making him a valuable asset to Edward Jones and its commitment to delivering exceptional wealth management solutions. As a registered principal, Christopher continues to shape the future of compliance within the firm, ensuring that high-net-worth clients receive the highest level of service and protection in their financial dealings.
Field Supervision Director - Compliance at Edward Jones US in May 2019 to Present
Complex Risk Officer - Assistant Vice President at Morgan Stanley in April 2018 to May 2019
Complex Risk Officer Bench Program at Morgan Stanley in July 2011 to April 2018
Financial Advisor at Morgan Stanley in March 2014 to March 2018
Wealth Advisory Associate at Morgan Stanley in December 2012 to February 2014
Complex Service Manager - Assistant Vice President at Morgan Stanley in October 2012 to December 2012
Senior Registered Associate at Morgan Stanley in June 2007 to September 2012
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Team Leadership
Interpersonal & Analytical Skills
Proactive Solutions to Complex Problems
Wealth & Investment Management
Operational Risk Management
Consumer Banking
Risk, Legal & Compliance Regulations / Policies / Procedures
Statistical Analysis
Multi-Organization Collaboration
Comprehensive Financial Planning
Relationship Building
Enterprise & Franchise Risk
Audit Preparation & Remediation
Creating / Presenting Management Reports
Risk Assessment & Mitigation
Investment Securities
Trading
Conflict Resolution
Microsoft Office Suite
Training & Development
Market & Credit Risk
Client Service
Management
Business Development
Leadership
Sales
Customer Service
Analytical Skills
Coaching
Risk Management
Operations Management
Investments
Business Analysis
Analytics
Teamwork
Research
Business Relationship Management
Change Management
Audit & Remediation
Enterprise Risk Management
Wealth Management
Cross-functional Team Leadership
Team Management
Market Analysis
Regulatory Compliance
Regulatory Reporting
Conflict Management
Supervisory Management
General Securities Sales Supervisor
Legal Compliance
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Discover more about Edward Jones USWhat is Christopher Bentler email address?
Email Christopher Bentler at [email protected]. This email is the most updated Christopher Bentler email found in 2026.
How to contact Christopher Bentler?
To contact Christopher Bentler send an email to [email protected]. (updated on October 31, 2024)
What company does Christopher Bentler work for?
Christopher Bentler works for Edward Jones US
What is Christopher Bentler's role at Edward Jones US?
Christopher Bentler is Field Supervision Director - Compliance
What is Christopher Bentler's Phone Number?
Christopher Bentler's phone (314) ***-*371
What industry does Christopher Bentler work in?
Christopher Bentler works in the Financial Services industry.
Christopher Bentler Email Addresses
Christopher Bentler Phone Numbers
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