Cesar Coy
Director at ABN AMRO | New York, New York, United States
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Cesar Coy serves as a Director at ABN AMRO, where he leverages his extensive expertise in finance regulatory compliance and risk management to navigate the complexities of the capital markets landscape. With a strong focus on regulatory reporting, trade surveillance, and operational compliance, Cesar plays a pivotal role in maintaining the integrity of the firm’s trading activities. His current responsibilities include overseeing the firm’s information barriers and ensuring the effective pre-clearance of communications between various business units. By implementing and monitoring the firm’s Watch and Restricted Lists, he safeguards against potential conflicts of interest and enhances the overall compliance framework.
Cesar's strategic approach to risk management is complemented by his ability to guide front office businesses on the implications of the firm's Restricted List Policy. His insights not only help in mitigating risks but also foster a culture of compliance that is essential in today’s fast-paced financial environment. His experience spans across various sectors, including equities, hedge funds, and alternative investments, making him a versatile leader capable of addressing diverse regulatory challenges.
Key projects under Cesar's leadership have included the development of enhanced surveillance systems that utilize advanced market data analytics to detect and prevent potential trading violations. His commitment to excellence is evident in his ability to motivate and supervise teams, ensuring that they deliver exceptional stakeholder support while adhering to stringent regulatory standards. With a proven track record in investment banking and mutual funds, Cesar Coy continues to be a driving force in promoting compliance and operational efficiency at ABN AMRO.
Director at ABN AMRO in June 2018 to Present
Consultant - Legal and Compliance at ABN AMRO in May 2018 to June 2018
Vice President – Disclosure of Interest Regulatory Reporting at Morgan Stanley in June 2014 to November 2017
Vice President - Position Reporting Group and Employee Attestations at Deutsche Bank in November 2005 to June 2014
Compliance Analyst at Pershing, LLC in August 2004 to November 2005
Compliance Analyst at Knight Equity Markets in December 1999 to September 2004
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Capital Markets
Derivatives
Equities
Fixed Income
Hedge Funds
Market Data
Securities
Bloomberg
Alternative Investments
Financial Markets
Financial Services
FINRA
Investment Banking
Investments
Mutual Funds
Trading Systems
Risk Management
Trading
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Discover more about ABN AMROWhat is Cesar Coy email address?
Email Cesar Coy at [email protected] and [email protected]. This email is the most updated Cesar Coy email found in 2026.
How to contact Cesar Coy?
To contact Cesar Coy send an email to [email protected] or [email protected]. (updated on November 05, 2024)
What company does Cesar Coy work for?
Cesar Coy works for ABN AMRO
What is Cesar Coy's role at ABN AMRO?
Cesar Coy is Director
What is Cesar Coy's Phone Number?
Cesar Coy's phone (212) ***-*175
Cesar Coy Email Addresses
Cesar Coy Phone Numbers
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