Bruce Ulriksen
Vice President at MIAX Exchange Group | Miami, Florida, United States
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Bruce Ulriksen serves as the Director of Options Regulation at the New York Stock Exchange (NYSE), a pivotal role within the Intercontinental Exchange Company. With extensive experience in the financial services industry, Bruce leads a dedicated team of eight regulators based in San Francisco, overseeing compliance with Exchange rules and federal securities laws on the NYSE Pacific. His leadership is instrumental in ensuring that member firms adhere to regulatory standards, thereby safeguarding the integrity of the trading environment.
In his current position, Bruce manages a dynamic team of analysts and trading officials on the NYSE/Pacific Exchange trading floor. He collaborates closely with the Surveillance & Investigation and Enforcement teams based in New York, playing a crucial role in investigating trading activities that may pose risks to market integrity. His expertise in derivatives and risk management allows him to navigate complex regulatory landscapes, ensuring that the Exchange remains compliant with SEC and FINRA regulations.
Bruce's analytical skills and deep understanding of financial markets enable him to effectively assess trading systems and identify potential compliance issues. As the Chairman of the U.S. Options Regulatory Committee, he contributes to shaping policies that govern options trading, further enhancing his influence in the industry. His commitment to maintaining high standards of market conduct and transparency underscores his dedication to fostering a fair trading environment, making him a respected figure in the realm of options regulation.
Vice President at MIAX Exchange Group in October 2024 to Present
Director - Options Regulation at NYSE: An Intercontinental Exchange Company at NYSE in August 2018 to October 2024
Senior Examiner at FINRA (Financial Industry Regulatory Authority) in October 2015 to July 2018
Proprietary Trader at World Trade Financial Group in May 2009 to September 2015
Partner at Trinity Derivatives Group in November 2004 to April 2009
Vice President at Goldman Sachs in February 2001 to December 2003
Director at Spear, Leeds & Kellogg in January 1988 to January 2001
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Intrusion Detection
Analytical Skills
Business Analysis
Financial Accounting
Accounting
Financial Analysis
Trading
Financial Markets
Trading Strategies
Portfolio Management
Equity Trading
Options
Derivatives
Risk Management
Equities
Proprietary Trading
Electronic Trading
Trading Systems
Commodity
Hedge Funds
Equity Derivatives
Capital Markets
Series 7
Traders
Options Strategies
Hedging
Volatility
Market Making
Insurance
Leadership
Sales
Relationship Management
Surveillance
Regulations
Securities Regulation
Regulatory Compliance
Regulatory Reporting
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Discover more about MIAX Exchange GroupWhat is Bruce Ulriksen email address?
Email Bruce Ulriksen at [email protected]. This email is the most updated Bruce Ulriksen email found in 2026.
What is Bruce Ulriksen phone number?
Bruce Ulriksen phone number is +16468312443.
How to contact Bruce Ulriksen?
To contact Bruce Ulriksen send an email to [email protected]. If you want to call Bruce Ulriksen try calling on +16468312443. (updated on November 04, 2024)
What company does Bruce Ulriksen work for?
Bruce Ulriksen works for MIAX Exchange Group
What is Bruce Ulriksen's role at MIAX Exchange Group?
Bruce Ulriksen is Vice President
What industry does Bruce Ulriksen work in?
Bruce Ulriksen works in the Financial Services industry.
Bruce Ulriksen Email Addresses
Bruce Ulriksen Phone Numbers
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