As a Financial Consultant, I am responsible for providing comprehensive advice and planning to executives, business owners and other high net worth individuals. I review a client's financial situation and goals and devise a strategy to assist them with taking the appropriate financial planning related action including estate and lifetime wealth transfer, investment management, retirement planning, income
As a Financial Consultant, I am responsible for providing comprehensive advice and planning to executives, business owners and other high net worth individuals. I review a client's financial situation and goals and devise a strategy to assist them with taking the appropriate financial planning related action including estate and lifetime wealth transfer, investment management, retirement planning, income tax planning, asset protection, insurance sufficiency, and philanthropy.
Northern Trust is one of the world's leading asset management, asset servicing, and banking firms, serving successful individuals, families, and institutions around the globe. Northern Trust provides trust, custody, investment management, and banking services to individual and institutional clients throughout the world. Northern Trust, a financial holding company based in Chicago, has a network of offices in 18 U.S. states and has international offices in 16 locations.
Vice President, Financial Consultant @ Analyze client overall personal financial condition including retirement plans, estate plans, investments, tax liabilities, insurance issues, cash flow, cash management, and budgets. Counsel and advise clients on general financial forecasts and trends. Develop financial plans to bring clients financial situation in line with their objectives and consult with client on a course of action. Work closely with a team of financial professionals to ensure that the financial planning decisions are coordinated with the other services utilized by clients. From June 2013 to Present (2 years 7 months) Greater Chicago AreaSecond Vice President, Consultant @ Product expert for executives with single stock concentrations. Coordinated the establishment and implementation of 10b5-1 sales plans for executives. Communicated with brokers, investment managers, and internal partners to ensure that products and services were meeting their needs and expectations by providing guidance on complex issues. From July 2011 to June 2013 (2 years) Greater Chicago AreaInvestment Representative @ Acquired and deepened client relationships through comprehensive review of the client’s investment objectives and financial situation to provide appropriate and detailed advice. Researched, helped implement, and reviewed asset allocation strategies to help clients achieve financial goals utilizing mutual funds, stocks, fixed income and insurance products. Communicate regularly with clients to discuss changes to markets and the economic environment From May 2009 to July 2011 (2 years 3 months) Greater Chicago AreaRegistered Sales Associate @ Provided administrative support to brokers by handling all operational duties. Administered performance measurement strategies for brokers needs including review meetings and portfolio appraisals. From January 2008 to May 2009 (1 year 5 months) Greater Chicago AreaFinancial Advisor @ Built customized comprehensive financial plans and implemented strategies involving mutual funds, stocks, bonds and insurance products for clients from diverse socioeconomic backgrounds. Placed emphasis on client relationship management by addressing needs and communicating economic and market changes to clients, and integrated portfolios to operate efficiently under changing tax laws, client cash flow requirements, and protection needs. Grew client base through networking and marketing financial planning practice. From June 2007 to December 2007 (7 months) Greater Chicago AreaAttorney @ Counseled individuals and families on all matters of estate planning and wealth transfer planning and preservation. Practice also focused on family law, real estate transactions, and bankruptcy. From September 2005 to June 2007 (1 year 10 months) Greater Chicago Area
J.D., Law @ University of Wisconsin Law School From 2002 to 2005 B.S., Finance @ DePaul University From 2000 to 2002 CFP certificate @ College of Financial Planning From 2012 to 2012 MBA, Business @ University of Phoenix From 2007 to 2009 Anthony CFP® is skilled in: Estate Planning, Financial Services, Retirement Planning, Securities, Wealth Management, Personal Financial Planning, Investment Strategies, Insurance, Due Diligence, Financial Analysis, Microsoft Office, Series 7, Series 66, Uniform Combined State Law
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