Andrea Jackson
Principal Risk Specialist - Capital Markets Regulatory Onboarding at Capital One | Wilmington, Delaware, United States
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Andrea Jackson is a Principal Risk Specialist at Capital One, where she plays a pivotal role in the onboarding of derivatives and securities sales and trading clients. With her extensive experience in the financial services industry, Andrea has honed her expertise in client onboarding, settlements, reconciliations, and portfolio data management. Her current position requires a meticulous approach to ensure compliance with regulatory frameworks, including CFTC and FINRA, which is critical in today’s fast-paced and highly regulated financial environment.
In her role, Andrea is responsible for performing comprehensive Know Your Customer (KYC) due diligence reviews, validating onboarding documentation for accuracy, and ensuring adherence to regulatory compliance standards. Her keen attention to detail and commitment to data integrity are essential as she completes account setups in the system of record, facilitating seamless integration for new clients. Andrea's ability to navigate complex regulatory landscapes while managing client expectations showcases her proficiency in risk management and her dedication to maintaining the highest standards of compliance.
Key projects under her purview often involve collaborating with cross-functional teams to enhance onboarding processes and improve operational efficiencies. Her skills in matrix reporting and financial analysis enable her to provide valuable insights that drive strategic decision-making. With a strong foundation in banking, investment banking, and middle office operations, Andrea is not only adept at managing the intricacies of swaps and derivatives but also excels in fostering strong relationships with clients, ensuring their needs are met with diligence and professionalism. As a dedicated professional, Andrea Jackson continues to contribute significantly to Capital One’s mission of delivering exceptional financial services while upholding regulatory integrity.
Principal Risk Specialist - Capital Markets Regulatory Onboarding at Capital One in March 2020 to Present
Fund Accountant, Senior Representative at BNY Mellon in June 2019 to March 2020
Portfolio Data Associate at BlackRock in January 2017 to March 2019
Derivative Operations Associate at BlackRock in February 2011 to January 2017
OTC Derivatives Settlements Manager - Associate at J.P. Morgan in July 2008 to February 2011
OTC Derivatives Settlements Team Leader at J.P. Morgan in July 2004 to February 2008
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Fixed Income
Banking
Credit Derivatives
Investment Banking
Risk Management
Swaps
Bloomberg
Derivatives
Financial Services
Portfolio Management
Securities
Hedge Funds
Settlement
Capital Markets
Equities
Financial Analysis
Middle Office
Management
Back Office Operations
Asset Management
Investment Management
settlements
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Discover more about Capital OneWhat is Andrea Jackson email address?
Email Andrea Jackson at [email protected] and [email protected]. This email is the most updated Andrea Jackson email found in 2026.
What is Andrea Jackson phone number?
Andrea Jackson phone number is +18473430310 and +13026528904.
How to contact Andrea Jackson?
To contact Andrea Jackson send an email to [email protected] or [email protected]. If you want to call Andrea Jackson try calling on +18473430310 and +13026528904. (updated on November 04, 2024)
What company does Andrea Jackson work for?
Andrea Jackson works for Capital One
What is Andrea Jackson's role at Capital One?
Andrea Jackson is Principal Risk Specialist - Capital Markets Regulatory Onboarding
What industry does Andrea Jackson work in?
Andrea Jackson works in the Financial Services industry.
Andrea Jackson Email Addresses
Andrea Jackson Phone Numbers
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