Amy Lynch
Founder and President at FrontLine Compliance | Rockville, Maryland, United States
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As the Founder and President of FrontLine Compliance, Amy Lynch brings a wealth of expertise and leadership to the firm, which is dedicated to providing comprehensive compliance solutions for investment advisers, broker-dealers, hedge funds, mutual funds, and insurance products. With a robust background in securities regulation and a deep understanding of the compliance landscape, Amy plays a pivotal role in overseeing all firm activities and ensuring that client projects align with regulatory requirements and industry best practices. Her hands-on approach allows her to effectively manage a diverse portfolio of clients, ranging from middle market firms to institutional enterprises, and to tailor compliance strategies that address their unique challenges.
Amy's commitment to compliance excellence is reflected in her active participation in industry conferences, where she frequently shares her insights on regulatory developments and compliance best practices. Her thought leadership not only positions her as a trusted resource for the media but also reinforces FrontLine's reputation as a go-to authority in the compliance consulting space. Under her guidance, the firm has successfully navigated complex regulatory environments, helping clients implement effective compliance frameworks that mitigate risk and enhance operational efficiency.
With a strong foundation in asset management, investment advisory, and executive management, Amy is adept at developing innovative compliance solutions that support clients' investment strategies, including equities and ETFs. Her extensive experience conducting examinations and her in-depth knowledge of securities regulation empower her to provide invaluable guidance to clients, ensuring they remain compliant in an ever-evolving regulatory landscape. As FrontLine continues to grow, Amy remains dedicated to fostering a culture of compliance that prioritizes integrity and accountability.
Founder and President at FrontLine Compliance in January 2006 to Present
Special Investigator at FINRA in November 2003 to November 2005
Chief Compliance Officer at E*TRADE Financial in July 2002 to September 2003
Director of Compliance at Mercantile Capital Advisors, Inc. in December 2000 to June 2002
Staff Accountant at U.S. Securities and Exchange Commission in March 1995 to May 2000
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Public Speaking
the '40 Acts
Customer Relations
SEC Regs
FINRA rules
Private Fund Compliance
Middle Market firms
institutional firms
Mutual Funds
Compliance
FINRA
Hedge Funds
Financial Services
SEC
Investment Management
Securities
Customer Service
Broker-Dealer
Investment Advisers Act
Financial Regulation
Insurance
AML
Financial Advisory
Alternative Investments
Equities
Securities Regulation
Series 63
Series 7
Investment Advisory
Capital Markets
Due Diligence
Investments
Series 24
Options
Fixed Income
Fund Of Funds
Corporate Law
ETFs
Wealth
Wealth Management
Asset Management
Executive Management
Asset Allocation
Investment Strategies
Institutional Investments
Private Placements
Private Equity
Fixed Annuities
Trading
Bonds
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Discover more about FrontLine ComplianceWhat is Amy Lynch email address?
Email Amy Lynch at [email protected] and [email protected]. This email is the most updated Amy Lynch email found in 2026.
What is Amy Lynch phone number?
Amy Lynch phone number is +17039019302 and +16612510721.
How to contact Amy Lynch?
To contact Amy Lynch send an email to [email protected] or [email protected]. If you want to call Amy Lynch try calling on +17039019302 and +16612510721. (updated on October 31, 2024)
What is Amy Lynch net worth?
Amy Lynch has an estimated net worth of $750,000 to $999,999
What company does Amy Lynch work for?
Amy Lynch works for FrontLine Compliance
What is Amy Lynch's role at FrontLine Compliance?
Amy Lynch is Founder and President
What industry does Amy Lynch work in?
Amy Lynch works in the Financial Services industry.
Amy Lynch Email Addresses
Amy Lynch Phone Numbers
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