Allen Spence
Director, Execution Services at RQD* Clearing | Punta Gorda, Florida, United States
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As the Vice President of Operations at Alpaca, Allen Spence plays a pivotal role in shaping the firm's equity trading landscape. With over 15 years of experience in trading domestic and international equities, as well as foreign currencies, Allen brings a wealth of knowledge and expertise to the table. His leadership journey spans more than eight years, during which he has honed his skills in managing trading desks and navigating the complexities of both retail and institutional accounts.
At Alpaca, Allen oversees a comprehensive suite of operations, including principal and agency trading, the innovative fractional share program, and critical trade reporting functions such as TRF, ORF, and CAT. His strategic oversight extends to corporate actions processing and margin departments, ensuring that the firm operates with efficiency and compliance in a rapidly evolving financial landscape. As chairperson of the Firm's Best Execution Committee, Allen is committed to upholding the highest standards of trade execution, leveraging his deep understanding of market dynamics and regulatory requirements.
In the past year, Allen has been instrumental in building out Alpaca's equity offering, contributing to the firm's growth within the fintech startup ecosystem. His proficiency in trading systems, coupled with his certifications—including Series 7, Series 63, and Series 4—enables him to navigate the intricacies of financial services with confidence. Allen's ability to synthesize complex information into actionable insights, combined with his adeptness in utilizing tools like PowerPoint for presentations, positions him as a key leader in driving operational excellence and fostering innovation at Alpaca.
Director, Execution Services at RQD* Clearing in November 2024 to Present
Vice President Operations at Alpaca in November 2022 to November 2024
Director Of Operations, Trading at Alpaca in July 2022 to November 2022
Manager of Alpaca Trading Services at Alpaca in November 2021 to August 2022
Brokerage Operations Consultant at Alpaca in January 2021 to October 2021
VP, Agency Trader Team Lead at Raymond James & Associates, Inc in May 2014 to March 2021
Agency Trader Team Lead at Raymond James & Associates Inc in September 2013 to March 2021
Agency Trader at Raymond James & Associates, Inc in July 2007 to September 2013
Financial Services Representative at E*TRADE Financial in January 2006 to January 2007
Stockbroker at Scottrade in January 2002 to January 2006
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Microsoft Office
Microsoft Excel
PowerPoint
Microsoft Word
Bloomberg Terminal
U2
B2
Equity Trading
Investment Advisory
Series 63
Series 7
Financial Services
ETFs
FINRA
Series 24
Securities
Options
Equities
Trading
Investments
Capital Markets
Trading Systems
Series 4
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Discover more about RQD* ClearingWhat is Allen Spence email address?
Email Allen Spence at [email protected] and [email protected]. This email is the most updated Allen Spence email found in 2026.
What is Allen Spence phone number?
Allen Spence phone number is +17573392081 and +18135469625.
How to contact Allen Spence?
To contact Allen Spence send an email to [email protected] or [email protected]. If you want to call Allen Spence try calling on +17573392081 and +18135469625.
What is Allen Spence net worth?
Allen Spence has an estimated net worth of $750,000 to $999,999
What company does Allen Spence work for?
Allen Spence works for RQD* Clearing
What is Allen Spence's role at RQD* Clearing?
Allen Spence is Director, Execution Services
What industry does Allen Spence work in?
Allen Spence works in the Financial Services industry.
Allen Spence Email Addresses
Allen Spence Phone Numbers
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