Alex Morgan
Vice President - Compliance - Team Leader Senior Consultant at Northern Trust Asset Management | Chicago, Illinois, United States
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As Vice President and Team Leader Senior Consultant in Compliance at Northern Trust Asset Management, Alex Morgan plays a pivotal role in ensuring that the firm's mutual funds and ETFs adhere to the stringent regulatory frameworks established by the Investment Company Act and the Investment Advisers Act of 1940. With a robust background in compliance and risk analysis, Alex is instrumental in developing, administering, and continuously updating compliance policies and procedures that safeguard the integrity of the firm’s investment offerings.
In her current role, Alex collaborates closely with the Fund Chief Compliance Officer (CCO) to navigate the complexities of regulatory requirements, ensuring that the firm not only meets but exceeds compliance standards. Her responsibilities extend to attending and presenting at Board meetings for registered funds, where she articulates compliance matters and spearheads key projects that enhance the firm’s operational framework.
Alex's exceptional leadership qualities shine through as she manages and trains a diverse team of compliance professionals, fostering a culture of continuous learning and improvement. Her problem-solving skills, combined with a delightful temperament, enable her to tackle challenges head-on while maintaining a focus on client servicing. With expertise in risk management and strategic communications, Alex is adept at translating complex regulatory concepts into actionable insights for stakeholders, reinforcing Northern Trust's commitment to transparency and accountability in asset management. Her multifaceted skill set, which includes customer service and media production, positions her as a dynamic leader in the compliance landscape, dedicated to driving the firm’s success in an ever-evolving regulatory environment.
Vice President - Compliance - Team Leader Senior Consultant at Northern Trust Asset Management in November 2023 to Present
2nd Vice President, Senior Consultant, Compliance at Northern Trust Asset Management in June 2022 to November 2023
2nd Vice President, Consultant, Compliance at Northern Trust Asset Management in November 2020 to June 2022
Lead Compliance Analyst at Transamerica in May 2019 to November 2020
Compliance Manager/Senior Compliance Analyst at ALPS, A DST Company in January 2017 to May 2019
Compliance Analyst at ALPS, A DST Company in February 2016 to January 2017
Licensing and Compliance Analyst at AT&T in January 2014 to January 2016
Communication Liaison at Achieve Academy at Mapleton Public Schools in January 2013 to January 2014
ELL Paraprofessional at Achieve Academy at Mapleton Public Schools in January 2012 to January 2013
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Discover more about Northern Trust Asset ManagementWhat is Alex Morgan email address?
Email Alex Morgan at [email protected]. This email is the most updated Alex Morgan email found in 2026.
How to contact Alex Morgan?
To contact Alex Morgan send an email to [email protected]. (updated on October 30, 2024)
What company does Alex Morgan work for?
Alex Morgan works for Northern Trust Asset Management
What is Alex Morgan's role at Northern Trust Asset Management?
Alex Morgan is Vice President - Compliance - Team Leader Senior Consultant
What is Alex Morgan's Phone Number?
Alex Morgan's phone (217) ***-*323
What industry does Alex Morgan work in?
Alex Morgan works in the Financial Services industry.
Alex Morgan Email Addresses
Alex Morgan Phone Numbers
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