Alan Wolper
Partner at UBGreensfelder | Chicago, Illinois, United States
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Alan Wolper is a distinguished Partner at UBGreensfelder, where he leverages his extensive expertise in securities regulation to advocate for brokers, broker-dealers, and investment advisors. With a dedicated focus on defending clients against investigations and disciplinary actions initiated by key regulatory bodies such as the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC), Alan has established himself as a leading figure in the field. His adept handling of complex regulatory matters not only showcases his deep understanding of securities law but also his commitment to protecting the interests of his clients in an increasingly scrutinized industry.
In addition to his regulatory defense work, Alan is also a seasoned litigator, representing clients in customer arbitrations primarily before FINRA panels. His proficiency in alternative dispute resolution and litigation ensures that he is well-equipped to navigate the intricacies of securities disputes, providing clients with strategic guidance and robust representation. Alan’s role as the editor and principal contributor to the law blog www.BDLawCorner.com further underscores his commitment to thought leadership in the broker-dealer space, where he shares insights on emerging trends, regulatory updates, and best practices for compliance.
Alan's skill set encompasses a wide range of areas, including white-collar criminal defense, legal research, and insurance law, making him a versatile advocate for his clients. His ability to address non-compete agreements and other contractual issues adds another layer of value to his practice, ensuring that clients receive comprehensive legal support tailored to their unique needs. With a reputation for excellence and a track record of successful outcomes, Alan Wolper continues to be a trusted ally for professionals navigating the complexities of the securities industry.
Partner at UBGreensfelder in February 2024 to Present
Partner at Ulmer & Berne LLP in March 2012 to February 2024
Partner at Locke Lord LLP in October 2007 to March 2012
Counsel at Sutherland Asbill & Brennan LLP in April 2004 to October 2007
District Director at FINRA in January 1999 to January 2003
District Director at NASD in January 1993 to January 2003
Enforcement Attorney at NASD in January 1993 to January 2000
Attorney at Hunton & Williams LLP in January 1989 to January 1993
Associate at Vaughan Murphy in January 1984 to January 1988
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Securities
Arbitration
Securities Regulation
Enforcement
Securities Litigation
FINRA
Internal Investigations
Class Actions
Commercial Litigation
Litigation
Appeals
Broker-Dealer
SEC
Corporate Governance
Civil Litigation
Legal Research
Trade Secrets
Corporate Law
Legal Writing
White Collar Criminal Defense
Business Litigation
Alternative Dispute Resolution
Mediation
Trial Practice
FCPA
Financial Regulation
Licensing
Trials
Dispute Resolution
Insurance Law
Product Liability
Privacy Law
Non-compete Agreements
U.S. Securities and Exchange Commission (SEC)
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What is Alan Wolper email address?
Email Alan Wolper at [email protected] and [email protected]. This email is the most updated Alan Wolper email found in 2026.
What is Alan Wolper phone number?
Alan Wolper phone number is +14047860073 and +14049315352.
How to contact Alan Wolper?
To contact Alan Wolper send an email to [email protected] or [email protected]. If you want to call Alan Wolper try calling on +14047860073 and +14049315352. (updated on November 04, 2024)
What is Alan Wolper net worth?
Alan Wolper has an estimated net worth of -$2,499 to $2,499
What company does Alan Wolper work for?
Alan Wolper works for UBGreensfelder
What is Alan Wolper's role at UBGreensfelder?
Alan Wolper is Partner
What industry does Alan Wolper work in?
Alan Wolper works in the Law Practice industry.
Alan Wolper Email Addresses
Alan Wolper Phone Numbers
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