Adam Slade
Managing Director - Global Head of Financial Crime Prevention - Investment Bank - New York at UBS | New York City Metropolitan Area
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Adam Slade serves as the Managing Director and Global Head of Financial Crime Prevention for the Investment Bank at UBS in New York, where he leverages his extensive 20-year background in financial crime prevention and compliance. With a robust foundation as a qualified lawyer, Adam has honed his expertise in navigating complex regulatory landscapes, particularly in the realms of Anti-Money Laundering (AML) and Know Your Customer (KYC) verification. His leadership role within the Compliance and Operational Risk Control Division involves providing strategic advisory services to senior business management and board members, ensuring that UBS maintains the highest standards of compliance while effectively mitigating financial crime risks.
Throughout his career, Adam has successfully led key projects aimed at enhancing transaction monitoring systems and improving fraud detection mechanisms across diverse financial products, including Commercial Mortgage-Backed Securities (CMBS) and fixed income products. His ability to engage with auditors and regulators has been instrumental in fostering a culture of compliance within the organization. Adam's exceptional project management skills enable him to spearhead initiatives that not only align with regulatory requirements but also support the business's operational objectives.
As a thought leader in the field, Adam is committed to continuous improvement and innovation in financial crime prevention strategies. His insights into the intricacies of investment banking and capital markets allow him to anticipate emerging risks and develop proactive measures to address them. By integrating compliance advisory practices with business operations, Adam ensures that UBS not only meets regulatory expectations but also enhances its reputation as a trusted financial institution.
Managing Director - Global Head of Financial Crime Prevention - Investment Bank - New York at UBS in August 2019 to Present
Managing Director - Global Head of Financial Crime Prevention - Investment Bank - London at UBS in August 2015 to July 2019
Executive Director - EMEA IB Head of Financial Crime Prevention at UBS in March 2014 to July 2015
Vice President - Deputy Head of EMEA AML / Compliance Officer at Morgan Stanley in September 2011 to February 2014
Vice President - Anti Money Laundering Compliance Officer at Deutsche Bank in April 2007 to August 2011
Know Your Client (KYC) Manager at ING in June 2006 to March 2007
Forensic Investigator at Serious Fraud Office (UK) in January 2005 to May 2006
Financial Investigator at The Insolvency Service in July 2002 to November 2004
Candidate Attorney (Trainee Solicitor) at Gavin Gow Attorneys, Conveyancers and Executors of Estates in January 2001 to March 2002
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Digital Assets
Anti-fraud
Customer Lifecycle Management
Compliance Management
Compliance Advisory
Chief aml officer
MLRO
Senior Stakeholder Management
Project Management
Due Diligence
Transaction Monitoring
Leadership
Management
Operational Risk Management
Prime Brokerage
Risk Management
Compliance Regulations
Transactional Banking
Criminal Investigations
Investigation
Private Wealth Management
Hedge Funds
Fund Administration
Asset Management
U.S. Office of Foreign Assets Control (OFAC)
Commodity Markets
Commercial Mortgage-Backed Security (CMBS)
Equity Capital Markets
Pleadings
Legal Writing
Fraud Detection
Forensic Analysis
Insolvency Law
Civil Litigation
Anti-Money Laundering
Anti-corruption
Economic Sanctions
Bank Secrecy Act
Litigation
Internal Audits
External Audits
KYC Verification
Regulatory Compliance
Capital Markets
Analytical Skills
Law Enforcement
AML
Investment Banking
Financial Markets
KYC
Corporate Finance
Fixed Income Products
Equities
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Discover more about UBSWhat is Adam Slade email address?
Email Adam Slade at [email protected] and [email protected]. This email is the most updated Adam Slade email found in 2026.
How to contact Adam Slade?
To contact Adam Slade send an email to [email protected] or [email protected]. (updated on October 30, 2024)
What company does Adam Slade work for?
Adam Slade works for UBS
What is Adam Slade's role at UBS?
Adam Slade is Managing Director - Global Head of Financial Crime Prevention - Investment Bank - New York
What is Adam Slade's Phone Number?
Adam Slade's phone (212) ***-*360
What industry does Adam Slade work in?
Adam Slade works in the Financial Services industry.
Adam Slade Email Addresses
Adam Slade Phone Numbers
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