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1-10 employees
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Financial Services
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NXNW Consulting offers full-service compliance support to FINRA, SEC, and state regulated firms. Some of our services include:
Chief Compliance Officer (CCO) placement
Compliance Program Assessment, Development, and Design
WSP Review + Policy Development
OSJ Compliance + Sales Supervision Services
Branch Office Examinations
Firm Element CE + Annual Compliance Meeting
Compliance Staffing + Recruitment
By crafting simple solutions that balance business needs with regulatory requirements, we are able to increase efficiency and streamline operations, while mitigating firm risk. The result is a lean, agile, and compliant organization that is positioned to handle tomorrow’s challenges with confidence.
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NXNW Consulting Email Formats | Example Email Formats | Percentage |
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{f}{last} | [email protected] |
75.00%
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The widely used NXNW Consulting email format is {f}{last} (e.g. [email protected]) with 75.00% adoption across the company.
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