Brett KofmanDirector - Market Surveillance
Marlboro, New Jersey
Director - Market Surveillance
Director - Wholesale International Compliance Manager
Vice President - Compliance Officer – Regulatory Exams, Inquiries and Special Investigations
Vice President - Americas Head of Suitability
Director - Assistant Director of Compliance
Assistant Vice President
Touro College Jacob D. Fuchsberg Law Center
Recommendations: 0
Series 7
Securities
Investment Banking
AML
Series 24
FINRA
Due Diligence
Capital Markets