Tom Shpetner
General Counsel at OpenYield | Stanfordville, New York, United States
Tom Shpetner’s Email & Phone Number
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General Counsel at OpenYield in April 2025 - Present
Board Member at New York City Environmental Control Board in March 2012 - March 2025
General Counsel & Chief Compliance Officer at ElectronX in March 2023 - February 2024
Chief Compliance Officer at Atomic Invest in August 2021 - March 2023
Compliance at Global Shares in July 2020 - May 2021
Managing Director, U.S. Chief Compliance Officer at ITG in April 2016 - March 2019
Director, Bank Compliance and Regulatory Inquiries at Royal Bank of Canada in May 2011 - April 2016
Vice President, Regulatory Audits and Inquiries at Goldman Sachs in August 2009 - June 2011
Director, Regulatory Law and Litigation Group at Barclays Capital in September 2008 - August 2009
Senior Vice President / Vice President, Regulatory Law Group at Lehman Brothers in August 2002 - September 2008
Equities Compliance Officer at Bloomberg Tradebook in January 2001 - January 2002
Branch Chief / Staff Attorney, Northeast Regional Office at US Securities and Exchange Commission in January 1998 - January 2001
Legal Assistant, Private Client Group, Office of the General Counsel at Merrill Lynch in November 1994 - June 1998
Cornell University, Bachelor of Science
Brooklyn Law School, JD
Founder & CEO at OpenYield
OpenYield is the automated bond marketplace bringing equity-like efficiency to fixed income. Our ATS delivers firm, live prices across corporates, munis, and Treasurys—processing millions of orders every day, supporting over $10B in live inventory, and growing volumes more t...
Senior Portfolio Manager/ Corporate Turnaround Executive/ Credit Trader/ Executive Leadership/ Business Development Specialist/ Mentor
Managing Director- Head of Business Development at OpenYield
(Nov 2024 – Present)
Financial Markets Technology Executive
Managing Director, Strategic Partnerships at LMAX Group
(Nov 2022 – Present)
Head of Trading @ OpenYield | Automating Bond Trading?
Head of Trading at OpenYield
(Nov 2025 – Present)
Cofounder & CTO at OpenYield
OpenYield is the automated bond marketplace bringing equity-like efficiency to fixed income. Our ATS delivers firm, live prices across corporates, munis, and Treasurys—processing millions of orders every day, supporting over $10B in live inventory, and growing volumes more t...
HFT
OpenYield is the modern bond marketplace that’s making it easy for broker-dealers, advisors and fintechs to offer attractive retail bond investing solutions to their clients. With a commission structure tailored to small tickets, no minimum lot sizes and a unique approach to...
What is Tom Shpetner email address?
Email Tom Shpetner at [email protected]. This email is the most updated Tom Shpetner's email found in 2026.
What is Tom Shpetner phone number?
Tom Shpetner phone number is 6462854056.
How to contact Tom Shpetner?
To contact Tom Shpetner send an email to [email protected]. If you want to call Tom Shpetner try calling on 6462854056.
What company does Tom Shpetner work for?
Tom Shpetner works for OpenYield.
What is Tom Shpetner's role at OpenYield?
Tom Shpetner is General Counsel
What industry does Tom Shpetner work in?
Tom Shpetner works in the Financial Services industry.
